0000724683-20-000089.txt : 20201208
0000724683-20-000089.hdr.sgml : 20201208
20201208175601
ACCESSION NUMBER: 0000724683-20-000089
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CAVALIER,STEPHEN,ANTHONY,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201376290
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
STEPHEN
ANTHONY
CAVALIER
1920966
N
1
0000724683
PIPER JAFFRAY & CO.
09-16-2003
N
07-09-2014
0000724683
SUPERVISED
03-01-2013
11635 ROSEWOOD STREET
LEAWOOD
KS
66211
LOCATED
09-16-2003
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
09-2003
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
HEAD OF MUNICIPAL UNDERWRITING
Y
09-2018
Cavalier Family LLC
100 WEST LIBERTY STREET 10TH FLOOR
Reno
NV
89501
N
N
25% owner
owner
0
owner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer