0000724683-20-000080.txt : 20201127
0000724683-20-000080.hdr.sgml : 20201127
20201127104624
ACCESSION NUMBER: 0000724683-20-000080
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HENDERSON,WILLIAM,PAUL,
FILED AS OF DATE: 20201125
DATE AS OF CHANGE: 20201127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201353553
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
Y
WILLIAM
PAUL
HENDERSON
1176602
N
1
0000724683
PIPER JAFFRAY & CO.
01-14-1992
N
07-09-2014
0000724683
SUPERVISED
01-14-1992
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
LOCATED
01-14-1992
11635 ROSEWOOD STREET
LEAWOOD
KS
66211
01-1992
PIPER JAFFRAY & CO.
LEAWOOD
KS
66211
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-25-2020
Gregory S. Byer
Chief Compliance Officer