0000724683-20-000079.txt : 20201112
0000724683-20-000079.hdr.sgml : 20201112
20201112142813
ACCESSION NUMBER: 0000724683-20-000079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15951
FILM NUMBER: 201305792
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000724683
XXXXXXXX
09-30-2020
09-30-2020
PIPER SANDLER & CO.
800 NICOLLET MALL
SUITE 900
MINNEAPOLIS
MN
55402-7020
13F HOLDINGS REPORT
028-15951
N
Ann C McCague
Chief Compliance Manager
612-303-6359
Ann C McCague
Minneapolis
MN
11-12-2020
0
27
133521
false
INFORMATION TABLE
2
pjc_13f_3q2020.xml
ALX ONCOLOGY HLDGS INC
COM
00166B105
223
5900
SH
SOLE
5900
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.750%12/1
02917TAB0
1926
1908000
PRN
SOLE
1908000
0
0
BANCFIRST CORP
COM
05945F103
12
300
SH
SOLE
300
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
208
3759
SH
SOLE
3759
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
14655
14706000
PRN
SOLE
14706000
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
1029
1034000
PRN
SOLE
1034000
0
0
FG NEW AMER ACQUISITION CORP
UNIT 08/31/2027
30259V205
563
56250
SH
SOLE
56250
0
0
FIVE9 INC
NOTE 0.125% 5/0
338307AB7
7944
2573000
PRN
SOLE
2573000
0
0
INPHI CORP
NOTE 0.750% 9/0
45772FAC1
3189
1663000
PRN
SOLE
1663000
0
0
KEROS THERAPEUTICS INC
COM
492327101
77
2000
SH
SOLE
2000
0
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
52
1435
SH
SOLE
1435
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
43
418
SH
SOLE
418
0
0
NEW FRONTIER HEALTH CORP
ORD SHS
G6461G106
18
2400
SH
SOLE
2400
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
5503
4569000
PRN
SOLE
4569000
0
0
POSEIDA THERAPEUTICS INC
COM
73730P108
74
8298
SH
SOLE
8298
0
0
RBB BANCORP
COM
74930B105
122
10777
SH
SOLE
10777
0
0
RINGCENTRAL INC
NOTE 3/1
76680RAD9
4627
1400000
PRN
SOLE
1400000
0
0
SEMPRA ENERGY
6% PFD CONV A
816851406
985
10000
SH
SOLE
10000
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
37664
11021000
PRN
SOLE
11021000
0
0
SOUTH JERSEY INDS INC
UNIT 99/99/9999
838518116
4947
148256
SH
SOLE
148256
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
1827
1800000
PRN
SOLE
1800000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
38298
6485000
PRN
SOLE
6485000
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
4852
5000000
PRN
SOLE
5000000
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
1775
1790000
PRN
SOLE
1790000
0
0
U S WELL SVCS INC
CL A
91274U101
138
509337
SH
SOLE
509337
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
2770
734000
PRN
SOLE
734000
0
0