0000724683-20-000071.txt : 20200817
0000724683-20-000071.hdr.sgml : 20200817
20200817122937
ACCESSION NUMBER: 0000724683-20-000071
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CONWAY,NATHANIEL,MALACHI,
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201108747
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline R. Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
Nathaniel
Malachi
Conway
6559369
Y
1
0000724683
PIPER JAFFRAY & CO.
03-18-2019
N
867-01178
LOCATED
03-18-2019
150 Corporate Center Drive
Suite 204
Camp Hill
PA
17011
Nate
Malachi
Conway
03-2019
Piper Jaffray & Co.
Camp Hil
PA
17011
Y
Y
Inv Banker-AVP-PFS
05-2016
03-2019
Robert W. Baird & Co. Incorporated
Harrisburg
PA
17109
Y
Y
Assistant Vice President, Financial Analyst
01-2016
04-2016
Broadridge Financial Solutions, Inc.
Pittsburgh
PA
15219
N
Y
Financial Data Analyst Intern
01-2016
04-2016
Stone Pier Capital Advisors, LP
Pittsburgh
PA
15219
N
Y
Analyst Intern
08-2012
04-2016
University of Pittsburgh
Pittsburgh
PA
15260
N
N
Full-time Student
09-2015
01-2016
Cline Financial Group, LLC
Pittsburgh
PA
15215
N
Y
Municipal Finance Analyst Intern
08-2014
07-2015
AUTO1 Group
Berlin
2M
10961
N
N
Sales Analyst Intern
05-2014
08-2014
Erie Insurance Group
Mechanicsburg
PA
17055
N
N
Claim Support Specialist 2
07-2008
05-2014
Mechanicsburg Area Senior High
Mechanicsburg
PA
17055
N
N
Full-time Student
08-2005
05-2008
Mechanicsburg Middle School
Mechanicsburg
PA
17055
N
N
Student
Y
10-2019
Amway Corporation
7575 Fulton St. E
Ada
MI
49301
N
N
Lifestyle products
Owner
40
IBO - independent business owner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-12-2020
Gregory S. Byer
Chief Compliance Officer