0000724683-20-000071.txt : 20200817 0000724683-20-000071.hdr.sgml : 20200817 20200817122937 ACCESSION NUMBER: 0000724683-20-000071 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CONWAY,NATHANIEL,MALACHI, FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201108747 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline R. Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N Nathaniel Malachi Conway 6559369 Y 1 0000724683 PIPER JAFFRAY & CO. 03-18-2019 N 867-01178 LOCATED 03-18-2019 150 Corporate Center Drive Suite 204 Camp Hill PA 17011 Nate Malachi Conway 03-2019 Piper Jaffray & Co. Camp Hil PA 17011 Y Y Inv Banker-AVP-PFS 05-2016 03-2019 Robert W. Baird & Co. Incorporated Harrisburg PA 17109 Y Y Assistant Vice President, Financial Analyst 01-2016 04-2016 Broadridge Financial Solutions, Inc. Pittsburgh PA 15219 N Y Financial Data Analyst Intern 01-2016 04-2016 Stone Pier Capital Advisors, LP Pittsburgh PA 15219 N Y Analyst Intern 08-2012 04-2016 University of Pittsburgh Pittsburgh PA 15260 N N Full-time Student 09-2015 01-2016 Cline Financial Group, LLC Pittsburgh PA 15215 N Y Municipal Finance Analyst Intern 08-2014 07-2015 AUTO1 Group Berlin 2M 10961 N N Sales Analyst Intern 05-2014 08-2014 Erie Insurance Group Mechanicsburg PA 17055 N N Claim Support Specialist 2 07-2008 05-2014 Mechanicsburg Area Senior High Mechanicsburg PA 17055 N N Full-time Student 08-2005 05-2008 Mechanicsburg Middle School Mechanicsburg PA 17055 N N Student Y 10-2019 Amway Corporation 7575 Fulton St. E Ada MI 49301 N N Lifestyle products Owner 40 IBO - independent business owner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-12-2020 Gregory S. Byer Chief Compliance Officer