0000724683-20-000070.txt : 20200812 0000724683-20-000070.hdr.sgml : 20200812 20200812112822 ACCESSION NUMBER: 0000724683-20-000070 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NELSON,DEREK,LELAND, FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201094692 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N DEREK LELAND NELSON 4463545 N 1 0000724683 PIPER JAFFRAY & CO. 09-17-2001 N 07-09-2014 0000724683 LOCATED SUPERVISED 09-17-2001 11635 ROSEWOOD STREET LEAWOOD KS 66211 09-2001 PIPER JAFFRAY & CO. LEAWOOD KS 66211 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 03-2020 Holy Cross Mission Endowment Fund 7851 W 119th St Overland Park KS 66213 N N Religious endowment Board member 1 Holy Cross Lutheran Church Mission Endowment Fund (MEF) provides mission partners and others the opportunity to support the ministry of Holy Cross through specific gifts, bequests, and memorials. The MEF will support ministries beyond the operating budget needs of the congregation. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2020 Gregory S. Byer Chief Compliance Officer