0000724683-20-000067.txt : 20200812 0000724683-20-000067.hdr.sgml : 20200812 20200812112903 ACCESSION NUMBER: 0000724683-20-000067 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BRODY,JOANNA,L, FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201094695 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline R. Grinnell 612-303-6523 Madeline.R.Grinnell@pjc.com registration@pjc.com N N JOANNA L BRODY 2254825 N 1 0000724683 PIPER JAFFRAY & CO. 04-06-2009 N 867-01178 LOCATED 04-06-2009 345 PARK AVE SUITE 1200 NEW YORK NY 10154 JOANNA LYNN WESTRICH 04-2009 PIPER JAFFRAY & CO. NEW YORK NY 10154 Y Y MANAGING DIRECTOR 06-2008 04-2009 UNEMPLOYED NEW YORK NY 10024 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2020 Gregory S. Byer Chief Compliance Officer