0000724683-20-000065.txt : 20200812 0000724683-20-000065.hdr.sgml : 20200812 20200812112934 ACCESSION NUMBER: 0000724683-20-000065 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WADE,JENNIFER,LYNN, FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201094697 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JENNIFER LYNN WADE 5244499 N 1 0000724683 PIPER JAFFRAY & CO. 10-30-2006 N 07-09-2014 0000724683 LOCATED SUPERVISED 10-30-2006 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 10-2006 PIPER JAFFRAY & CO. MINNEAPOLIS MN 55402 Y Y PUBLIC FINANCE INVESTMENT BANKER 05-2003 10-2006 PUBLIC FINANCIAL MANAGEMENT, INC. MINNEAPOLIS MN 55402 Y Y CONSULTANT Y 02-2020 University of Minnesota, Carlson School of Management Alumni Board 321 Nineteenth Avenue S. Minneapolis MN 55455 N N College Alumni Association Board member 2 The goal of the Alumni Board is to advance the mission of the Carlson School's alumni relations department by providing strategic direction and input to grow an active, engaged and philanthropic alumni community as well as to utilize individual networks to connect alumni, students and friends to the school. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2020 Gregory S. Byer Chief Compliance Officer