0000724683-20-000065.txt : 20200812
0000724683-20-000065.hdr.sgml : 20200812
20200812112934
ACCESSION NUMBER: 0000724683-20-000065
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WADE,JENNIFER,LYNN,
FILED AS OF DATE: 20200811
DATE AS OF CHANGE: 20200812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201094697
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JENNIFER
LYNN
WADE
5244499
N
1
0000724683
PIPER JAFFRAY & CO.
10-30-2006
N
07-09-2014
0000724683
LOCATED
SUPERVISED
10-30-2006
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
10-2006
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
05-2003
10-2006
PUBLIC FINANCIAL MANAGEMENT, INC.
MINNEAPOLIS
MN
55402
Y
Y
CONSULTANT
Y
02-2020
University of Minnesota, Carlson School of Management Alumni Board
321 Nineteenth Avenue S.
Minneapolis
MN
55455
N
N
College Alumni Association
Board member
2
The goal of the Alumni Board is to advance the mission of the Carlson School's alumni relations department by providing strategic direction and input to grow an active, engaged and philanthropic alumni community as well as to utilize individual networks to connect alumni, students and friends to the school.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-11-2020
Gregory S. Byer
Chief Compliance Officer