0000724683-20-000063.txt : 20200812 0000724683-20-000063.hdr.sgml : 20200812 20200812113040 ACCESSION NUMBER: 0000724683-20-000063 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HERINGER,ERIC,ADRIAN, FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201094701 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N ERIC ADRIAN HERINGER 2420672 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 LOCATED 07-15-2013 101 SOUTH CAPITOL BLVD SUITE 603 BOISE ID 83702 SUPERVISED 07-15-2013 1420 FIFTH AVE SUITE 4300 SEATTLE WA 98101 07-2013 PIPER JAFFRAY & CO. BOISE ID 83702 Y Y PUBLIC FINANCE INVESTMENT BANKING 05-1998 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98101 Y Y INVESTMENT BANKER Y 03-2020 Hillcrest Country Club, Inc. 4610 Hillcrest Drive Boise ID 83705 N N Country Club Board Member 2 Board member of country club N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2020 Gregory S. Byer Chief Compliance Officer