0000724683-20-000063.txt : 20200812
0000724683-20-000063.hdr.sgml : 20200812
20200812113040
ACCESSION NUMBER: 0000724683-20-000063
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HERINGER,ERIC,ADRIAN,
FILED AS OF DATE: 20200811
DATE AS OF CHANGE: 20200812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201094701
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
ERIC
ADRIAN
HERINGER
2420672
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
LOCATED
07-15-2013
101 SOUTH CAPITOL BLVD
SUITE 603
BOISE
ID
83702
SUPERVISED
07-15-2013
1420 FIFTH AVE
SUITE 4300
SEATTLE
WA
98101
07-2013
PIPER JAFFRAY & CO.
BOISE
ID
83702
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
05-1998
07-2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
SEATTLE
WA
98101
Y
Y
INVESTMENT BANKER
Y
03-2020
Hillcrest Country Club, Inc.
4610 Hillcrest Drive
Boise
ID
83705
N
N
Country Club
Board Member
2
Board member of country club
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-11-2020
Gregory S. Byer
Chief Compliance Officer