0000724683-20-000062.txt : 20200812 0000724683-20-000062.hdr.sgml : 20200812 20200812113102 ACCESSION NUMBER: 0000724683-20-000062 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HENDERSON,WILLIAM,PAUL, FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201094702 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N WILLIAM PAUL HENDERSON 1176602 N 1 0000724683 PIPER JAFFRAY & CO. 01-14-1992 N 07-09-2014 0000724683 SUPERVISED 01-14-1992 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 01-14-1992 11635 ROSEWOOD STREET LEAWOOD KS 66211 01-1992 PIPER JAFFRAY & CO. LEAWOOD KS 66211 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 04-2020 Muriel McBrien Kauffman Foundation 4801 Rockhill Road Kansas City MO 64110 N Y Charitable Foundation Board Member 1 Investment committee member N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2020 Gregory S. Byer Chief Compliance Officer