0000724683-20-000053.txt : 20200807 0000724683-20-000053.hdr.sgml : 20200807 20200807083443 ACCESSION NUMBER: 0000724683-20-000053 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NASSIF,JOSEPH,ELIAN, FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201083850 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JOSEPH ELIAN NASSIF 3103322 N 1 0000724683 PIPER JAFFRAY & CO. 04-10-2012 N 07-09-2014 0000724683 LOCATED 04-10-2012 405 CAPITOL STREET SUITE 613 CHARLESTON WV 25301 SUPERVISED 04-10-2012 800 NICOLLET MALL MINNEAPOLIS MN 55402 04-2012 PIPER JAFFRAY & CO. CHARLESTON WV 25301 Y Y PUBLIC FINANCE INVESTMENT BANKER 06-2008 04-2012 RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG FL 33716 Y Y DIRECTOR, PUBLIC FINANCE 05-1998 06-2008 FERRIS, BAKER WATTS INCORPORATED CHARLESTON WV 25301 Y Y VP INVESTMENT BANKER Y 12-2018 Greenbrier Valley Brewing Management Co., Inc. 862 Industrial Park Rd A Maxwelton WV 24957 N N At large board member Board member 1 None N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-06-2020 Gregory S. Byer Chief Compliance Officer