0000724683-20-000051.txt : 20200807 0000724683-20-000051.hdr.sgml : 20200807 20200807083507 ACCESSION NUMBER: 0000724683-20-000051 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SPEARMAN,JAY,ALLEN, FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201083852 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N Jay Allen Spearman 4030362 N 1 0000724683 PIPER JAFFRAY & CO. 08-12-2019 N 867-01178 LOCATED 08-12-2019 14301 FNB Parkway Suite 100 Omaha NE 68154 SUPERVISED 08-12-2019 233 S 13th Street Suite 1100 Lincoln NE 68508 08-2019 Piper Jaffray & Co. Omaha NE 68154 Y Y Inv Banker - SVP- PFS 07-1999 08-2019 Ameritas Investment Corp Lincoln NE 68510 Y Y Registered Rep Y 08-2019 MJ Living 16009 Cornish Rd Springfield NE 68059 N N Rental Property owned with spouse Co-owner with spouse 8 Rental property N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-06-2020 Gregory S. Byer Chief Compliance Officer