0000724683-20-000049.txt : 20200807
0000724683-20-000049.hdr.sgml : 20200807
20200807083547
ACCESSION NUMBER: 0000724683-20-000049
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WALL,EDMUND,JOSEPH,
FILED AS OF DATE: 20200806
DATE AS OF CHANGE: 20200807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201083857
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
EDMUND
JOSEPH
WALL
1307041
N
1
0000724683
PIPER JAFFRAY & CO.
03-19-2012
Y
07-09-2014
0000724683
LOCATED
03-19-2012
1442 DRESDEN DRIVE
UNIT NO. 257A
ATLANTA
GA
30319
SUPERVISED
03-19-2012
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
03-2012
PIPER JAFFRAY & CO.
ATLANTA
GA
30319
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
11-2010
03-2012
RAYMOND JAMES & ASSOCIATES, INC.
ATLANTA
GA
30326
N
Y
MANAGING DIRECTOR, PUBLIC FINANCE
12-2007
11-2010
STERNE AGEE & LEACH INC.
ATLANTA
GA
30326
N
Y
OTHER-REPRESENTITIVE
03-2007
12-2007
WALL FARMS
TIGER
GA
30576
N
N
OWNER/SELF-EMPLOYED
08-1997
03-2007
MORGAN KEEGAN & COMPANY, INC.
ATLANTA
GA
30305
N
Y
OTHER-REPRESENTATIVE
Y
06-1994
DEKALB COUNTY PENSION BOARD
1300 COMMERCE DR.
DECATUR
GA
30030
Y
Y
FINANCIAL ADVISOR
CHAIRMAN OF THE BOARD OF TRUSTEES
5
PROVIDE FINANCIAL RECOMMENDATIONS TO THE BOARD
12-1999
WALL FARMS
2135 WORLEY CREEK RD.
TIGER
GA
30576
N
N
CATTLE, HORSE, AND TIMBER BUSINESS
OWNER
20
CATTLE, HORSE, AND TIMBER BUSINESS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
08-06-2020
Gregory S. Byer
Chief Compliance Officer
EDMUND WALL
1307041
1579813
N
6I(2)(c)