0000724683-20-000038.txt : 20200420 0000724683-20-000038.hdr.sgml : 20200420 20200420171350 ACCESSION NUMBER: 0000724683-20-000038 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SCHOBER,RICHARD,ARNOLD,JR FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 20803302 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N RICHARD ARNOLD SCHOBER JR 1652677 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 SUPERVISED 07-15-2013 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 07-15-2013 1300 SW FIFTH AVE. SUITE 4300 SEATTLE WA 98101 07-2013 PIPER JAFFRAY & CO. SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKER - MD 09-2007 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98101 Y Y VICE PRESIDENT 01-2005 09-2007 GOLDMAN, SACHS & CO. SEATTLE WA 98104 Y Y VICE PRESIDENT 01-1993 01-2005 PIPER JAFFRAY INC. SEATTLE WA 98101 Y Y VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-20-2020 Gregory S. Byer Chief Compliance Officer