0000724683-20-000038.txt : 20200420
0000724683-20-000038.hdr.sgml : 20200420
20200420171350
ACCESSION NUMBER: 0000724683-20-000038
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SCHOBER,RICHARD,ARNOLD,JR
FILED AS OF DATE: 20200420
DATE AS OF CHANGE: 20200420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 20803302
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
RICHARD
ARNOLD
SCHOBER
JR
1652677
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
SUPERVISED
07-15-2013
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
LOCATED
07-15-2013
1300 SW FIFTH AVE.
SUITE 4300
SEATTLE
WA
98101
07-2013
PIPER JAFFRAY & CO.
SEATTLE
WA
98101
Y
Y
PUBLIC FINANCE INVESTMENT BANKER - MD
09-2007
07-2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
SEATTLE
WA
98101
Y
Y
VICE PRESIDENT
01-2005
09-2007
GOLDMAN, SACHS & CO.
SEATTLE
WA
98104
Y
Y
VICE PRESIDENT
01-1993
01-2005
PIPER JAFFRAY INC.
SEATTLE
WA
98101
Y
Y
VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-20-2020
Gregory S. Byer
Chief Compliance Officer