0000724683-20-000036.txt : 20200420
0000724683-20-000036.hdr.sgml : 20200420
20200420171132
ACCESSION NUMBER: 0000724683-20-000036
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NIGGEL,JOSEPH,ANDREW,
FILED AS OF DATE: 20200420
DATE AS OF CHANGE: 20200420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 20803273
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JOSEPH
ANDREW
NIGGEL
2495231
N
1
0000724683
PIPER JAFFRAY & CO.
11-09-2012
N
07-09-2014
0000724683
SUPERVISED
11-09-2012
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
LOCATED
11-09-2012
101 SOUTH TRYON ST.
SUITE 2450
CHARLOTTE
NC
28280
11-2012
PIPER JAFFRAY & CO.
CHARLOTTE
NC
28280
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
06-2008
11-2012
SOUTHWEST SECURITIES, INC.
WEDDINGTON
NC
28277
N
Y
INVESTMENT BANKER
01-2006
06-2008
UBS SECURITIES LLC
CHARLOTTE
NC
28202
N
Y
MASS TRANSFER
04-2001
01-2006
UBS FINANCIAL SERVICES INC.
CHARLOTTE
NC
28202
N
Y
OFFICER, INVESTMENT BANKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-20-2020
Gregory S. Byer
Chief Compliance Officer