0000724683-20-000036.txt : 20200420 0000724683-20-000036.hdr.sgml : 20200420 20200420171132 ACCESSION NUMBER: 0000724683-20-000036 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NIGGEL,JOSEPH,ANDREW, FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 20803273 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JOSEPH ANDREW NIGGEL 2495231 N 1 0000724683 PIPER JAFFRAY & CO. 11-09-2012 N 07-09-2014 0000724683 SUPERVISED 11-09-2012 3400 PLAYERS CLUB SUITE 150 MEMPHIS TN 38125 LOCATED 11-09-2012 101 SOUTH TRYON ST. SUITE 2450 CHARLOTTE NC 28280 11-2012 PIPER JAFFRAY & CO. CHARLOTTE NC 28280 Y Y PUBLIC FINANCE INVESTMENT BANKING 06-2008 11-2012 SOUTHWEST SECURITIES, INC. WEDDINGTON NC 28277 N Y INVESTMENT BANKER 01-2006 06-2008 UBS SECURITIES LLC CHARLOTTE NC 28202 N Y MASS TRANSFER 04-2001 01-2006 UBS FINANCIAL SERVICES INC. CHARLOTTE NC 28202 N Y OFFICER, INVESTMENT BANKING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-20-2020 Gregory S. Byer Chief Compliance Officer