0000724683-20-000035.txt : 20200420 0000724683-20-000035.hdr.sgml : 20200420 20200420171138 ACCESSION NUMBER: 0000724683-20-000035 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MCCOY,JONATHAN,BLAINE, FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 20803281 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JONATHAN BLAINE MCCOY 5480824 N 1 0000724683 PIPER JAFFRAY & CO. 08-16-2011 N 07-09-2014 0000724683 LOCATED SUPERVISED 08-16-2011 3400 PLAYERS CLUB SUITE 150 MEMPHIS TN 38125 08-2011 PIPER JAFFRAY & CO. MEMPHIS TN 38125 Y Y PUBLIC FINANCE INVESTMENT BANKING 10-2009 08-2011 MESIROW FINANCIAL, INC. MEMPHIS TN 37774 Y Y ANALYST 07-2008 10-2009 TD CAPITAL MANAGEMENT MEMPHIS TN 38119 N Y CLIENT SERVICES/ANALYST 05-2004 05-2008 RHODES COLLEGE MEMPHIS TN 38112 N N FULL-TIME EDUCATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-20-2020 Gregory S. Byer Chief Compliance Officer