0000724683-20-000035.txt : 20200420
0000724683-20-000035.hdr.sgml : 20200420
20200420171138
ACCESSION NUMBER: 0000724683-20-000035
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MCCOY,JONATHAN,BLAINE,
FILED AS OF DATE: 20200420
DATE AS OF CHANGE: 20200420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 20803281
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JONATHAN
BLAINE
MCCOY
5480824
N
1
0000724683
PIPER JAFFRAY & CO.
08-16-2011
N
07-09-2014
0000724683
LOCATED
SUPERVISED
08-16-2011
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
08-2011
PIPER JAFFRAY & CO.
MEMPHIS
TN
38125
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
10-2009
08-2011
MESIROW FINANCIAL, INC.
MEMPHIS
TN
37774
Y
Y
ANALYST
07-2008
10-2009
TD CAPITAL MANAGEMENT
MEMPHIS
TN
38119
N
Y
CLIENT SERVICES/ANALYST
05-2004
05-2008
RHODES COLLEGE
MEMPHIS
TN
38112
N
N
FULL-TIME EDUCATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-20-2020
Gregory S. Byer
Chief Compliance Officer