0000724683-20-000015.txt : 20200123
0000724683-20-000015.hdr.sgml : 20200123
20200123115216
ACCESSION NUMBER: 0000724683-20-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KIM,JIN,YOUNG,
FILED AS OF DATE: 20200123
DATE AS OF CHANGE: 20200123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 20541193
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
JIN
YOUNG
KIM
4729246
N
1
0000724683
PIPER JAFFRAY & CO.
06-06-2008
N
07-09-2014
0000724683
LOCATED
SUPERVISED
06-06-2008
2321 ROSECRANS AVE
SUITE 3200
EL SEGUNDO
CA
90245
JIM
YOUNG
KIM
06-2008
PIPER JAFFRAY & CO.
EL SEGUNDO
CA
90245
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
07-2005
06-2008
UBS SECURITIES LLC
LOS ANGELES
CA
90017
Y
Y
ASSOCIATE
07-2001
07-2005
FIELDMAN, ROLAPP FINANCIAL SERVICES, LLC
IRVINE
CA
92612
Y
Y
SENIOR ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-23-2020
Gregory S. Byer
Chief Compliance Officer