0000724683-19-000039.txt : 20190917 0000724683-19-000039.hdr.sgml : 20190917 20190917093717 ACCESSION NUMBER: 0000724683-19-000039 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 STETTLER,PETER,C, FILED AS OF DATE: 20190916 DATE AS OF CHANGE: 20190917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 191096097 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.r.grinnell@pjc.com registration@pjc.com N N Peter C Stettler 2218913 N 1 0000724683 PIPER JAFFRAY & CO. 08-08-2016 N 867-01178 LOCATED 08-08-2016 444 W. Lake Street Suite 3300 Chicago IL 60606 08-2016 Piper Jaffray & Co. Chicago IL 60606 Y Y Fixed Income Analytics 10-2015 08-2016 Unemployed Glenview IL 60025 N N Unemployed 09-2012 10-2015 BMO Capital Markets GKST Inc. Chicago IL 60603 N Y Director 08-2008 09-2012 Ricondo & Associates Inc. Chicago IL 60602 N N Director Y 02-2016 Municipal Credit Analytical Services 1550 Blackthorn Drive Glenview IL 60025 N N Municipal credit research President/ owner 0 Management, analytical work N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-16-2019 Gregory Byer Chief Compliance Officer