0000724683-19-000039.txt : 20190917
0000724683-19-000039.hdr.sgml : 20190917
20190917093717
ACCESSION NUMBER: 0000724683-19-000039
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
STETTLER,PETER,C,
FILED AS OF DATE: 20190916
DATE AS OF CHANGE: 20190917
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 191096097
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.r.grinnell@pjc.com
registration@pjc.com
N
N
Peter
C
Stettler
2218913
N
1
0000724683
PIPER JAFFRAY & CO.
08-08-2016
N
867-01178
LOCATED
08-08-2016
444 W. Lake Street
Suite 3300
Chicago
IL
60606
08-2016
Piper Jaffray & Co.
Chicago
IL
60606
Y
Y
Fixed Income Analytics
10-2015
08-2016
Unemployed
Glenview
IL
60025
N
N
Unemployed
09-2012
10-2015
BMO Capital Markets GKST Inc.
Chicago
IL
60603
N
Y
Director
08-2008
09-2012
Ricondo & Associates Inc.
Chicago
IL
60602
N
N
Director
Y
02-2016
Municipal Credit Analytical Services
1550 Blackthorn Drive
Glenview
IL
60025
N
N
Municipal credit research
President/ owner
0
Management, analytical work
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-16-2019
Gregory Byer
Chief Compliance Officer