0000724683-19-000033.txt : 20190813 0000724683-19-000033.hdr.sgml : 20190813 20190813173138 ACCESSION NUMBER: 0000724683-19-000033 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HROMATKA,JAY,F, FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 191021932 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.r.grinnell@pjc.com registration@pjc.com N N Jay F Hromatka 1253498 N 1 0000724683 PIPER JAFFRAY & CO. 05-28-2019 N 867-01178 LOCATED 05-28-2019 800 NICOLLET MALL Suite 1000 MINNEAPOLIS MN 55402-7020 05-2019 Piper Jaffray & Co. Minneapolis MN 55402 Y Y PFS Investment Banker 03-2016 05-2019 Herbert J. Sims & Co, Inc. Bloomington MN 55437 Y Y Executive Vice President 08-2009 03-2016 Piper Jaffray & Co. Minneapolis MN 55402 Y Y Investment Banker 12-2002 08-2009 Municipal Capital Markets Group, Inc. Dallas TX 75244 Y Y Investment Banker Y 10-2013 Charter Schools Development Corporation 7880 Milestone Parkway Suite 425 Hanover ME 21076 N N Charter Schools Development Corporation Board Member 4 Board member, credit committee member. 1 hour/week. Stipend received for board participation. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-13-2019 Gregory S. Byer Chief Compliance Officer