0000724683-19-000033.txt : 20190813
0000724683-19-000033.hdr.sgml : 20190813
20190813173138
ACCESSION NUMBER: 0000724683-19-000033
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HROMATKA,JAY,F,
FILED AS OF DATE: 20190813
DATE AS OF CHANGE: 20190813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 191021932
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.r.grinnell@pjc.com
registration@pjc.com
N
N
Jay
F
Hromatka
1253498
N
1
0000724683
PIPER JAFFRAY & CO.
05-28-2019
N
867-01178
LOCATED
05-28-2019
800 NICOLLET MALL
Suite 1000
MINNEAPOLIS
MN
55402-7020
05-2019
Piper Jaffray & Co.
Minneapolis
MN
55402
Y
Y
PFS Investment Banker
03-2016
05-2019
Herbert J. Sims & Co, Inc.
Bloomington
MN
55437
Y
Y
Executive Vice President
08-2009
03-2016
Piper Jaffray & Co.
Minneapolis
MN
55402
Y
Y
Investment Banker
12-2002
08-2009
Municipal Capital Markets Group, Inc.
Dallas
TX
75244
Y
Y
Investment Banker
Y
10-2013
Charter Schools Development Corporation
7880 Milestone Parkway
Suite 425
Hanover
ME
21076
N
N
Charter Schools Development Corporation
Board Member
4
Board member, credit committee member. 1 hour/week. Stipend received for board participation.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-13-2019
Gregory S. Byer
Chief Compliance Officer