0000724683-19-000019.txt : 20190520
0000724683-19-000019.hdr.sgml : 20190520
20190520084716
ACCESSION NUMBER: 0000724683-19-000019
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BEAR,AUDREY,SUE,
FILED AS OF DATE: 20190517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 19837691
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.r.grinnell@pjc.com
registration@pjc.com
N
N
Audrey
Sue
Bear
004492845
N
1
0000724683
PIPER JAFFRAY & CO.
03-18-2019
N
867-01178
LOCATED
03-18-2019
150 Corporate Center Drive
Suite 204
Camp Hill
PA
17011
SUPERVISED
03-18-2019
800 Nicollet Mall
Suite 1000
Minneapolis
MN
55402
Audrey
Sue
Briner
03-2019
Piper Jaffray & Co.
Camp Hill
PA
17011
Y
Y
Managing Director
06-2008
03-2019
Robert W. Baird & Co.
Exton
PA
19341
Y
Y
Financial Analyst
Y
09-2002
Bear and Bear Inc
986 Royer Road
New Bloomfield
PA
17068
N
N
Sale of food and beverage
None/Owner
0
None
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-17-2019
Gregory Byer
Chief Compliance Officer