0000724683-19-000019.txt : 20190520 0000724683-19-000019.hdr.sgml : 20190520 20190520084716 ACCESSION NUMBER: 0000724683-19-000019 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BEAR,AUDREY,SUE, FILED AS OF DATE: 20190517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 19837691 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.r.grinnell@pjc.com registration@pjc.com N N Audrey Sue Bear 004492845 N 1 0000724683 PIPER JAFFRAY & CO. 03-18-2019 N 867-01178 LOCATED 03-18-2019 150 Corporate Center Drive Suite 204 Camp Hill PA 17011 SUPERVISED 03-18-2019 800 Nicollet Mall Suite 1000 Minneapolis MN 55402 Audrey Sue Briner 03-2019 Piper Jaffray & Co. Camp Hill PA 17011 Y Y Managing Director 06-2008 03-2019 Robert W. Baird & Co. Exton PA 19341 Y Y Financial Analyst Y 09-2002 Bear and Bear Inc 986 Royer Road New Bloomfield PA 17068 N N Sale of food and beverage None/Owner 0 None N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-17-2019 Gregory Byer Chief Compliance Officer