0000724683-18-000026.txt : 20181218 0000724683-18-000026.hdr.sgml : 20181218 20181218171341 ACCESSION NUMBER: 0000724683-18-000026 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BYER,GREGORY,SCOTT, FILED AS OF DATE: 20181218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 181241292 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Hadley T. Byrne 612-303-6741 Hadley.T.Byrne@pjc.com registration@pjc.com N N GREGORY SCOTT BYER 002306758 N 1 0000724683 PIPER JAFFRAY & CO. 07-16-2007 N 867-01178 LOCATED 07-16-2007 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 07-2007 PIPER JAFFRAY & CO. MINNEAPOLIS MN 55402 Y Y COMPLIANCE OFFICER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-18-2018 Ann C. McCague Chief Compliance Officer