0000724683-18-000026.txt : 20181218
0000724683-18-000026.hdr.sgml : 20181218
20181218171341
ACCESSION NUMBER: 0000724683-18-000026
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BYER,GREGORY,SCOTT,
FILED AS OF DATE: 20181218
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 181241292
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Hadley T. Byrne
612-303-6741
Hadley.T.Byrne@pjc.com
registration@pjc.com
N
N
GREGORY
SCOTT
BYER
002306758
N
1
0000724683
PIPER JAFFRAY & CO.
07-16-2007
N
867-01178
LOCATED
07-16-2007
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
07-2007
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
COMPLIANCE OFFICER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-18-2018
Ann C. McCague
Chief Compliance Officer