0000724683-17-000090.txt : 20170929
0000724683-17-000090.hdr.sgml : 20170929
20170929152650
ACCESSION NUMBER: 0000724683-17-000090
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170929
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 171111402
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Hadley Byrne
6123036741
hadley.t.byrne@pjc.com
registration@pjc.com
N
N
BRENT
MATTHEW
RIVARD
004365266
N
1
0000724683
PIPER JAFFRAY & CO.
12-04-2000
N
07-09-2014
0000724683
LOCATED
SUPERVISED
12-04-2000
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
12-2000
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
FIS TRADING & UNDERWRITING MUNIS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-29-2017
Gregory S. Byer
Chief Compliance Officer