The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRTRAN HLDGS INC | NOTE 5.250%11/0 | 00949PAD0 | 5,475 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| CALLIDUS SOFTWARE INC | COM | 13123E500 | 110 | 6,009 | SH | SOLE | 6,009 | 0 | 0 | ||
| CARDCONNECT CORP | COM | 14141X108 | 524 | 53,602 | SH | SOLE | 53,602 | 0 | 0 | ||
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
| EAGLE PHARMACEUTICALS INC | COM | 269796108 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| GENCORP INC | SDCV 4.062%12/3 | 368682AN0 | 14,342 | 7,350,000 | PRN | SOLE | 7,350,000 | 0 | 0 | ||
| INTEGRA LIFESCIENCES HLDGS C | NOTE 1.625%12/1 | 457985AK5 | 26,186 | 16,759,000 | PRN | SOLE | 16,759,000 | 0 | 0 | ||
| INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 127 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
| NEOPHOTONICS CORP | COM | 64051T100 | 5 | 300 | SH | SOLE | 300 | 0 | 0 | ||
| NUTANIX INC | CL A | 67059N108 | 962 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 68 | 3,623 | SH | SOLE | 3,623 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.750%12/0 | 874054AC3 | 3,022 | 1,282,000 | PRN | SOLE | 1,282,000 | 0 | 0 | ||
| TASER INTL INC | COM | 87651B104 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| TRANSOCEAN PARTNERS LLC | COM UNIT RP LT | Y8977Y100 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
| VTV THERAPEUTICS INC | CL A | 918385105 | 1,310 | 182,211 | SH | SOLE | 182,211 | 0 | 0 | ||