0000724683-16-000143.txt : 20161014
0000724683-16-000143.hdr.sgml : 20161014
20161014181046
ACCESSION NUMBER: 0000724683-16-000143
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20161014
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 161937746
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
JOHN
BARTHOLOMEW
COAN
001188259
N
1
0000724683
PIPER JAFFRAY & CO.
04-16-2009
N
07-09-2014
0000724683
SUPERVISED
04-16-2009
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
LOCATED
04-16-2009
1909 K Street NW
Suite 500
Washington
DC
20006
04-2009
PIPER JAFFRAY & CO.
WASHINGTON
DC
20006
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
04-2004
03-2009
BANK OF AMERICA SECURITIES
WASHINGTON
DC
20005
Y
Y
PRINCIPLE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-14-2016
Gregory S. Byer
Chief Compliance Officer