0000724683-16-000143.txt : 20161014 0000724683-16-000143.hdr.sgml : 20161014 20161014181046 ACCESSION NUMBER: 0000724683-16-000143 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 161937746 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N JOHN BARTHOLOMEW COAN 001188259 N 1 0000724683 PIPER JAFFRAY & CO. 04-16-2009 N 07-09-2014 0000724683 SUPERVISED 04-16-2009 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 04-16-2009 1909 K Street NW Suite 500 Washington DC 20006 04-2009 PIPER JAFFRAY & CO. WASHINGTON DC 20006 Y Y PUBLIC FINANCE INVESTMENT BANKER 04-2004 03-2009 BANK OF AMERICA SECURITIES WASHINGTON DC 20005 Y Y PRINCIPLE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-14-2016 Gregory S. Byer Chief Compliance Officer