0000724683-16-000091.txt : 20160225
0000724683-16-000091.hdr.sgml : 20160225
20160225080204
ACCESSION NUMBER: 0000724683-16-000091
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160224
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 161453912
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Carrie Thysse
612-303-5696
Carrie.M.Thysse@pjc.com
Registration@pjc.com
N
N
TIMOTHY
BLAIR
HOOVER
002518428
N
1
0000724683
PIPER JAFFRAY & CO.
02-19-2016
N
867-01178
LOCATED
02-19-2016
100 NORTH 18TH STREET
SUITE 1820
PHILADELPHIA
PA
19103
02-2016
PIPER JAFFRAY & CO
PHILADELPHIA
PA
19103
Y
Y
Managing Director
09-2008
02-2016
RAYMOND JAMES AND ASSOCIATES INC
PHILADELPHIA
PA
PA 19103
N
Y
REGISTERED ASSOCIATE
01-2006
06-2008
UBS SECURITIES LLC
Philadelphia
PA
19103
N
Y
OFFICER, INVESTMENT BANKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-24-2016
Ann C. McCague
Chief Compliance Officer