0000724683-16-000091.txt : 20160225 0000724683-16-000091.hdr.sgml : 20160225 20160225080204 ACCESSION NUMBER: 0000724683-16-000091 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 161453912 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Carrie Thysse 612-303-5696 Carrie.M.Thysse@pjc.com Registration@pjc.com N N TIMOTHY BLAIR HOOVER 002518428 N 1 0000724683 PIPER JAFFRAY & CO. 02-19-2016 N 867-01178 LOCATED 02-19-2016 100 NORTH 18TH STREET SUITE 1820 PHILADELPHIA PA 19103 02-2016 PIPER JAFFRAY & CO PHILADELPHIA PA 19103 Y Y Managing Director 09-2008 02-2016 RAYMOND JAMES AND ASSOCIATES INC PHILADELPHIA PA PA 19103 N Y REGISTERED ASSOCIATE 01-2006 06-2008 UBS SECURITIES LLC Philadelphia PA 19103 N Y OFFICER, INVESTMENT BANKING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-24-2016 Ann C. McCague Chief Compliance Officer