0000724683-16-000077.txt : 20160107
0000724683-16-000077.hdr.sgml : 20160107
20160107133456
ACCESSION NUMBER: 0000724683-16-000077
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 161329774
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
meghan.g.anderson@pjc.com
registration@pjc.com
N
N
P
JONATHAN
HEROUX
002392595
N
1
0000724683
PIPER JAFFRAY & CO.
07-28-1993
N
07-09-2014
0000724683
SUPERVISED
07-28-1993
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
LOCATED
07-28-1993
1200 17TH STREET
SUITE 1250
DENVER
CO
80202-5856
07-1993
PIPER JAFFRAY & CO.
DENVER
CO
80202-5856
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-05-2016
Ann C. McCague
Chief Compliance Officer