0000724683-16-000077.txt : 20160107 0000724683-16-000077.hdr.sgml : 20160107 20160107133456 ACCESSION NUMBER: 0000724683-16-000077 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 161329774 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 meghan.g.anderson@pjc.com registration@pjc.com N N P JONATHAN HEROUX 002392595 N 1 0000724683 PIPER JAFFRAY & CO. 07-28-1993 N 07-09-2014 0000724683 SUPERVISED 07-28-1993 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 07-28-1993 1200 17TH STREET SUITE 1250 DENVER CO 80202-5856 07-1993 PIPER JAFFRAY & CO. DENVER CO 80202-5856 Y Y PUBLIC FINANCE INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-05-2016 Ann C. McCague Chief Compliance Officer