0000724683-15-000050.txt : 20150616
0000724683-15-000050.hdr.sgml : 20150616
20150616110025
ACCESSION NUMBER: 0000724683-15-000050
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 15933534
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
MICHAEL
ANTHONY
ARMAGNO
JR.
005818968
N
1
0000724683
PIPER JAFFRAY & CO.
07-30-2012
N
07-09-2014
0000724683
SUPERVISED
07-30-2012
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
LOCATED
07-30-2012
159 CROCKER PARK BLVD.
SUITE 250
WESTLAKE
OH
44145
MICHAEL
ANTHONY
ARMAGNO
MIKE
ANTHONY
ARMAGNO
07-2012
PIPER JAFFRAY & CO.
WESTLAKE
OH
44145
Y
Y
PUBLIC FINANCE
03-2011
07-2012
PNC INVESTMENTS
CLEVELAND
OH
44114
N
Y
SENIOR BROKERAGE CUSTOMER SERVICE REPRESENTATIVE
09-2010
03-2011
METLIFE SECURITIES INC
BROADVIEW HEIGHTS
OH
44147
N
Y
FSR
06-2010
09-2010
METLIFE
BROADVIEW HEIGHTS
OH
44147
N
Y
INTERN/FSR TRAINEE
08-2009
06-2010
STUDENT
OXFORD
OH
45056
N
N
STUDENT
06-2009
08-2009
FIFTH THIRD BANK
CLEVELAND
OH
44114
N
Y
INTERN
01-1999
06-2009
STUDENT
WESTLAKE
OH
44145
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2015
ANN C. MCCAGUE
CHIEF COMPLIANCE OFFICER