0000724683-15-000050.txt : 20150616 0000724683-15-000050.hdr.sgml : 20150616 20150616110025 ACCESSION NUMBER: 0000724683-15-000050 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 15933534 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N MICHAEL ANTHONY ARMAGNO JR. 005818968 N 1 0000724683 PIPER JAFFRAY & CO. 07-30-2012 N 07-09-2014 0000724683 SUPERVISED 07-30-2012 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 LOCATED 07-30-2012 159 CROCKER PARK BLVD. SUITE 250 WESTLAKE OH 44145 MICHAEL ANTHONY ARMAGNO MIKE ANTHONY ARMAGNO 07-2012 PIPER JAFFRAY & CO. WESTLAKE OH 44145 Y Y PUBLIC FINANCE 03-2011 07-2012 PNC INVESTMENTS CLEVELAND OH 44114 N Y SENIOR BROKERAGE CUSTOMER SERVICE REPRESENTATIVE 09-2010 03-2011 METLIFE SECURITIES INC BROADVIEW HEIGHTS OH 44147 N Y FSR 06-2010 09-2010 METLIFE BROADVIEW HEIGHTS OH 44147 N Y INTERN/FSR TRAINEE 08-2009 06-2010 STUDENT OXFORD OH 45056 N N STUDENT 06-2009 08-2009 FIFTH THIRD BANK CLEVELAND OH 44114 N Y INTERN 01-1999 06-2009 STUDENT WESTLAKE OH 44145 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-15-2015 ANN C. MCCAGUE CHIEF COMPLIANCE OFFICER