0000724683-15-000048.txt : 20150616
0000724683-15-000048.hdr.sgml : 20150616
20150616110036
ACCESSION NUMBER: 0000724683-15-000048
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150615
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 15933536
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
LAUREN
MARIE
MACMILLAN
005188961
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
LOCATED
04-13-2015
101 SOUTH CAPITOL BLVD
SUITE 603
BOISE
ID
83702
SUPERVISED
07-15-2013
1420 FIFTH AVE
SUITE 4300
SEATTLE
WA
98101
LAUREN
MARIE
FOOTE
07-2013
PIPER JAFFRAY & CO.
BOISE
ID
83702
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
06-2009
07-2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
PORTLAND
OR
97201
Y
Y
ASSOCIATE, INVESTMENT BANKING
07-2006
03-2009
STONE & YOUNGBERG, LLC
PHOENIX
AZ
85016
Y
Y
ANALYST
08-2002
05-2006
UNIVERSITY OF ARIZONA
TUSCON
AZ
85721
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-15-2015
Ann C. McCague
Chief Compliance Officer