0000724683-15-000048.txt : 20150616 0000724683-15-000048.hdr.sgml : 20150616 20150616110036 ACCESSION NUMBER: 0000724683-15-000048 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 15933536 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N LAUREN MARIE MACMILLAN 005188961 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 LOCATED 04-13-2015 101 SOUTH CAPITOL BLVD SUITE 603 BOISE ID 83702 SUPERVISED 07-15-2013 1420 FIFTH AVE SUITE 4300 SEATTLE WA 98101 LAUREN MARIE FOOTE 07-2013 PIPER JAFFRAY & CO. BOISE ID 83702 Y Y PUBLIC FINANCE INVESTMENT BANKING 06-2009 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION PORTLAND OR 97201 Y Y ASSOCIATE, INVESTMENT BANKING 07-2006 03-2009 STONE & YOUNGBERG, LLC PHOENIX AZ 85016 Y Y ANALYST 08-2002 05-2006 UNIVERSITY OF ARIZONA TUSCON AZ 85721 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-15-2015 Ann C. McCague Chief Compliance Officer