0000724683-15-000042.txt : 20150615 0000724683-15-000042.hdr.sgml : 20150615 20150615121821 ACCESSION NUMBER: 0000724683-15-000042 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 15930657 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N JEFFREY CAMPBELL FIVECOAT 005720880 N 1 0000724683 PIPER JAFFRAY & CO. 05-26-2015 N 867-01178 LOCATED 06-01-2015 545 Metro Place S Suite 100 Dublin OH 43017 SUPERVISED 05-26-2015 800 Nicollet Mall Ste 1000 Minneapolis MN 55402 05-2015 PIPER JAFFRAY & CO. Dublin OH 43017 Y Y PUBLIC FINANCE 10-2012 05-2015 ROBERT W. BAIRD & CO. INCORPORATED COLUMBUS OH 43219 Y Y PUBLIC FINANCE 09-2007 10-2012 RED CAPITAL MARKETS, LLC COLUMBUS OH 43215 Y Y ASSISTANT VICE PRESIDENT 02-2005 09-2007 OHIO HEALTH COLUMBUS OH 43215 N N DIRECTOR OF FINANCE Y 01-2015 THE PLAYERS CLUB LLC 3333 MILL MEADOW DR HILLIARD OH 43026 N N A SIX COURT INDOOR TENNIS CLUB RETAINING PERSONNEL TO RUN AND MAINTAIN THE TENNIS CLUB. 6 OUR PARTNERS QUARTERLY REVIEW FINANCIAL PROGRESS, APPROVE ALL CAPITAL INVESTMENTS, AND MAKE DECISIONS WITH REGARD TO OUR DEBT OBLIGATIONS 01-2015 FRIENDSHIP VILLAGE OF COLUMBUS 5757 PONDEROSA DR COLUMBUS OH 43231 N N CONTINUING CARE RETIREMENT COMMUNITY A DIRECTOR ON THE BOARD AND SIT ON THE FINANCE COMMITTEE 6 A DIRECTOR ON THE BOARD AND SIT ON THE FINANCE COMMITTEE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-11-2015 Ann C. McCague Chief Compliance Officer