0000724683-15-000042.txt : 20150615
0000724683-15-000042.hdr.sgml : 20150615
20150615121821
ACCESSION NUMBER: 0000724683-15-000042
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150611
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 15930657
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
JEFFREY
CAMPBELL
FIVECOAT
005720880
N
1
0000724683
PIPER JAFFRAY & CO.
05-26-2015
N
867-01178
LOCATED
06-01-2015
545 Metro Place S
Suite 100
Dublin
OH
43017
SUPERVISED
05-26-2015
800 Nicollet Mall
Ste 1000
Minneapolis
MN
55402
05-2015
PIPER JAFFRAY & CO.
Dublin
OH
43017
Y
Y
PUBLIC FINANCE
10-2012
05-2015
ROBERT W. BAIRD & CO. INCORPORATED
COLUMBUS
OH
43219
Y
Y
PUBLIC FINANCE
09-2007
10-2012
RED CAPITAL MARKETS, LLC
COLUMBUS
OH
43215
Y
Y
ASSISTANT VICE PRESIDENT
02-2005
09-2007
OHIO HEALTH
COLUMBUS
OH
43215
N
N
DIRECTOR OF FINANCE
Y
01-2015
THE PLAYERS CLUB LLC
3333 MILL MEADOW DR
HILLIARD
OH
43026
N
N
A SIX COURT INDOOR TENNIS CLUB
RETAINING PERSONNEL TO RUN AND MAINTAIN THE TENNIS CLUB.
6
OUR PARTNERS QUARTERLY REVIEW FINANCIAL PROGRESS, APPROVE ALL CAPITAL INVESTMENTS, AND MAKE DECISIONS WITH REGARD TO OUR DEBT OBLIGATIONS
01-2015
FRIENDSHIP VILLAGE OF COLUMBUS
5757 PONDEROSA DR
COLUMBUS
OH
43231
N
N
CONTINUING CARE RETIREMENT COMMUNITY
A DIRECTOR ON THE BOARD AND SIT ON THE FINANCE COMMITTEE
6
A DIRECTOR ON THE BOARD AND SIT ON THE FINANCE COMMITTEE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-11-2015
Ann C. McCague
Chief Compliance Officer