0000724683-15-000040.txt : 20150511 0000724683-15-000040.hdr.sgml : 20150511 20150511175151 ACCESSION NUMBER: 0000724683-15-000040 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 15852150 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N SARAH JENE FISH 004817792 N 1 0000724683 PIPER JAFFRAY & CO. 05-06-2015 N 867-00178 LOCATED SUPERVISED 05-06-2015 450 E 96TH ST SUITE 500 INDIANAPOLIS IN 46240 05-2015 PIPER JAFFRAY & CO. INDIANAPOLIS IN 46240 Y Y PUBLIC FINANCE 03-2010 04-2015 J.J. B. HILLIARD, W.L. LYONS, LLC CARMEL IN 46032 Y Y PUBLIC FINANCE 11-2009 03-2010 UNEMPLOYED LOUISVILLE KY 40202 N N UNEMPLOYED 04-2005 11-2009 CITY SECURITIES CORPORATION INDIANAPOLIS IN 46204 N Y FINANCE ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-11-2015 Ann C. McCague Chief Compliance Officer