0000724683-15-000040.txt : 20150511
0000724683-15-000040.hdr.sgml : 20150511
20150511175151
ACCESSION NUMBER: 0000724683-15-000040
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 15852150
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
SARAH
JENE
FISH
004817792
N
1
0000724683
PIPER JAFFRAY & CO.
05-06-2015
N
867-00178
LOCATED
SUPERVISED
05-06-2015
450 E 96TH ST
SUITE 500
INDIANAPOLIS
IN
46240
05-2015
PIPER JAFFRAY & CO.
INDIANAPOLIS
IN
46240
Y
Y
PUBLIC FINANCE
03-2010
04-2015
J.J. B. HILLIARD, W.L. LYONS, LLC
CARMEL
IN
46032
Y
Y
PUBLIC FINANCE
11-2009
03-2010
UNEMPLOYED
LOUISVILLE
KY
40202
N
N
UNEMPLOYED
04-2005
11-2009
CITY SECURITIES CORPORATION
INDIANAPOLIS
IN
46204
N
Y
FINANCE ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-11-2015
Ann C. McCague
Chief Compliance Officer