0000724683-14-000124.txt : 20141209 0000724683-14-000124.hdr.sgml : 20141209 20141209113120 ACCESSION NUMBER: 0000724683-14-000124 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 141274246 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Martha Y. Eichlersmith 6123036013 Martha.Y.Eichlersmith@pjc.com registration@pjc.com N MARC GLENN SILVER 002336871 N 1 0000724683 PIPER JAFFRAY & CO. 04-23-2012 N 07-09-2014 0000724683 LOCATED 04-23-2012 TWO LOGAN SQUARE 100 NORTH 18TH STREET SUITE 1820 PHILADELPHIA PA 19103 SUPERVISED 04-23-2012 800 NICOLLET MALL MINNEAPOLIS MN 55402 04-2012 PIPER JAFFRAY & CO. PHILADELPHIA PA 19103 Y Y PUBLIC FINANCE INVESTMENT BANKER 05-2008 04-2012 RAYMOND JAMES & ASSOCAITES, INC. PHILADELPHIA PA 19103 N Y PUBLIC FINANCE 11-2007 05-2008 WACHOVIA CAPITAL MARKETS, LLC PHILADELPHIA PA 19103 N Y PUBLIC FINANCE 08-2005 11-2007 A.G. EDWARDS & SONS, INC. ST. LOUIS MO 63103 N Y INVESTMENT BANKER 07-2003 08-2005 LEGG MASON WOOD WALKER, INC. PHILADELPHIA PA 19103 N Y PUBLIC FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-15-2014 Ann C. McCague Chief Compliance Officer