0000724683-14-000124.txt : 20141209
0000724683-14-000124.hdr.sgml : 20141209
20141209113120
ACCESSION NUMBER: 0000724683-14-000124
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 141274246
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Martha Y. Eichlersmith
6123036013
Martha.Y.Eichlersmith@pjc.com
registration@pjc.com
N
MARC
GLENN
SILVER
002336871
N
1
0000724683
PIPER JAFFRAY & CO.
04-23-2012
N
07-09-2014
0000724683
LOCATED
04-23-2012
TWO LOGAN SQUARE 100 NORTH 18TH STREET
SUITE 1820
PHILADELPHIA
PA
19103
SUPERVISED
04-23-2012
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
04-2012
PIPER JAFFRAY & CO.
PHILADELPHIA
PA
19103
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
05-2008
04-2012
RAYMOND JAMES & ASSOCAITES, INC.
PHILADELPHIA
PA
19103
N
Y
PUBLIC FINANCE
11-2007
05-2008
WACHOVIA CAPITAL MARKETS, LLC
PHILADELPHIA
PA
19103
N
Y
PUBLIC FINANCE
08-2005
11-2007
A.G. EDWARDS & SONS, INC.
ST. LOUIS
MO
63103
N
Y
INVESTMENT BANKER
07-2003
08-2005
LEGG MASON WOOD WALKER, INC.
PHILADELPHIA
PA
19103
N
Y
PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-15-2014
Ann C. McCague
Chief Compliance Officer