0000724683-14-000122.txt : 20141209
0000724683-14-000122.hdr.sgml : 20141209
20141209113054
ACCESSION NUMBER: 0000724683-14-000122
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 141274243
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Martha Y. Eichlersmith
6123036013
Martha.Y.Eichlersmith@pjc.com
registration@pjc.com
N
ROBERT
EUGENE
SHELLEY
001996829
N
1
0000724683
PIPER JAFFRAY & CO.
07-15-2013
N
07-09-2014
0000724683
LOCATED
SUPERVISED
07-15-2013
1420 FIFTH AVE
SUITE 4300
SEATTLE
WA
98101
ROB
EUGENE
SHELLEY
ROBERT
EUGENE
SHELLY
07-2013
PIPER JAFFRAY & CO.
SEATTLE
WA
98101
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
09-1989
07-2013
SEATTLE-NORTHWEST SECURITIES
SEATTLE
WA
98101
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-15-2014
Ann C. McCague
Chief Compliance Officer