0000724683-14-000112.txt : 20141209
0000724683-14-000112.hdr.sgml : 20141209
20141209121007
ACCESSION NUMBER: 0000724683-14-000112
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 141274425
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Martha Y. Eichlersmith
6123036013
Martha.Y.Eichlersmith@pjc.com
registration@pjc.com
N
DENISE
JILL RABE
RAPPMUND
004719876
N
1
0000724683
PIPER JAFFRAY & CO.
08-01-2006
N
07-09-2014
0000724683
LOCATED
SUPERVISED
08-01-2006
1100 SOUTH COAST HIGHWAY
SUITE 300A
LEGUNA BEACH
CA
92651
DENISE
JILL
RABE
08-2006
PIPER JAFFRAY & CO.
LAGUNA BEACH
CA
92651
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
09-2005
08-2006
CALIFORNIA MUNICIPAL STATISTICS
OAKLAND
CA
94618
N
N
ANALYST
09-2003
09-2005
PIPER JAFFRAY & CO.
SAN FRANCISCO
CA
94104
N
Y
ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-15-2014
Ann C. McCague
Chief Compliance Officer