0001209191-12-005341.txt : 20120125
0001209191-12-005341.hdr.sgml : 20120125
20120125200732
ACCESSION NUMBER: 0001209191-12-005341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120123
FILED AS OF DATE: 20120125
DATE AS OF CHANGE: 20120125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PANERA BREAD CO
CENTRAL INDEX KEY: 0000724606
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 042723701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 3630 SOUTH GEYER ROAD
STREET 2: SUITE 100
CITY: SAINT LOUIS
STATE: MO
ZIP: 63127
BUSINESS PHONE: 314-984-1000
MAIL ADDRESS:
STREET 1: 3630 SOUTH GEYER ROAD
STREET 2: SUITE 100
CITY: SAINT LOUIS
STATE: MO
ZIP: 63127
FORMER COMPANY:
FORMER CONFORMED NAME: AU BON PAIN CO INC
DATE OF NAME CHANGE: 19940201
FORMER COMPANY:
FORMER CONFORMED NAME: AU BON PAIN COMPANY INC
DATE OF NAME CHANGE: 19920501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAICH RONALD M
CENTRAL INDEX KEY: 0001034193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19253
FILM NUMBER: 12545864
MAIL ADDRESS:
STREET 1: C/O AU BON PAIN CO INC
STREET 2: 19 FID KENNEDY AVE
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER NAME:
FORMER CONFORMED NAME: SCHAICH RONALD M
DATE OF NAME CHANGE: 19970219
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-01-23
0
0000724606
PANERA BREAD CO
PNRA
0001034193
SHAICH RONALD M
THREE CHARLES RIVER PLACE
63 KENDRICK STREET
NEEDHAM
MA
02494
1
1
1
0
Executive Chairman
Class B Common Stock
1080717
D
Class B Common Stock
230973
I
By Trusts
Class A Common Stock
2012-01-23
4
M
0
3333
43.31
A
80845
D
Class A Common Stock
2012-01-23
4
M
0
3333
50.85
A
84178
D
Class A Common Stock
2012-01-23
4
M
0
3334
47.95
A
87512
D
Class A Common Stock
2012-01-23
4
S
0
6133
149.59
D
81179
D
Class A Common Stock
2012-01-23
4
S
0
3867
150.13
D
77512
D
Employee Stock Option (Right to Buy)
43.31
2012-01-23
4
M
0
3333
0.00
D
2013-08-10
Class A Common Stock
3333
24222
D
Employee Stock Option (Right to Buy)
50.85
2012-01-23
4
M
0
3333
0.00
D
2014-08-05
Class A Common Stock
3333
19939
D
Employee Stock Option (Right to Buy)
47.95
2012-01-23
4
M
0
3334
0.00
D
2012-08-11
Class A Common Stock
3334
12776
D
Reflects (i) the December 19, 2011 transfer of 36,789 shares from the Reporting Person to the Ronald M. Shaich 2011 Qualified Annuity Interest Trust, and (ii) the December 19, 2011 transfer of 47,090 shares from the Reporting Person to the SGC Trust LLC. These transfers are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 and represent a change in the form of beneficiary ownership with no change in pecuniary interest.
Consists of 147,094 shares held by Ronald M. Shaich Qualified Annuity Interest Trust of which the reporting person's spouse is a trustee; 36,789 shares held by the Ronald M. Shaich 2011 Qualified Annuity Interest Trust of which Mr. Shaich is the trustee; and 47,090 shares held by SGC Trust LLC of which Mr. Shaich is the investment trustee.
The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2011.
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $149.08 to $150.08. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $150.088 to $150.227. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
The option vests in four (4) equal annual installments beginning August 10, 2009.
The option vests in four (4) equal annual installments beginning August 5, 2010.
The option vests in four (4) equal annual installments beginning August 11, 2008.
/s/ Louis DiPietro, Attorney in Fact for Ronald M. Shaich
2012-01-25