-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkVfFysNIf1Mi4dS0djXaTDLKeXpdpG/lZqmgMlrnJM/By97SGQxM6TNbpVluCCC 7tWS9Qk63V51e6fy+tPjHg== 0001209191-06-010916.txt : 20060215 0001209191-06-010916.hdr.sgml : 20060215 20060215154626 ACCESSION NUMBER: 0001209191-06-010916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060213 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANERA BREAD CO CENTRAL INDEX KEY: 0000724606 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042723701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 6710 CLAYTON RD CITY: RICHMOND HEIGHTS STATE: MO ZIP: 63117 BUSINESS PHONE: 3146337100 MAIL ADDRESS: STREET 1: 6710 CLAYTON RD CITY: RICHMOND HEIGHTS STATE: MO ZIP: 63117 FORMER COMPANY: FORMER CONFORMED NAME: AU BON PAIN CO INC DATE OF NAME CHANGE: 19940201 FORMER COMPANY: FORMER CONFORMED NAME: AU BON PAIN COMPANY INC DATE OF NAME CHANGE: 19920501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAICH RONALD M CENTRAL INDEX KEY: 0001034193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19253 FILM NUMBER: 06621819 BUSINESS ADDRESS: STREET 1: 6710 CLAYTON ROAD CITY: RICHMOND HEIGHTS STATE: MO ZIP: 63117 BUSINESS PHONE: 3146337150 MAIL ADDRESS: STREET 1: C/O AU BON PAIN CO INC STREET 2: 19 FID KENNEDY AVE CITY: BOSTON STATE: MA ZIP: 02210 FORMER NAME: FORMER CONFORMED NAME: SCHAICH RONALD M DATE OF NAME CHANGE: 19970219 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-02-13 0 0000724606 PANERA BREAD CO PNRA 0001034193 SHAICH RONALD M 6710 CLAYTON ROAD RICHMOND HEIGHTS MO 63117 1 1 1 0 Chairman & CEO Choice Award (Right to Restricted Shs or Stock Options) 2006-02-13 4 M 0 21880 D 2006-01-30 2006-02-13 Class A Common Stock 0 D Employee Stock Option (Right to Buy) 72.58 2006-02-13 4 M 0 21880 A 2011-09-15 Class A Common Stock 21880 21880 D Represents disposition of Choice Award defined below by election under the award. Choice Awards represented the right to elect to receive restricted shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), or options to purchase shares of Class A Common Stock granted on 1/30/2006 under the Company?s 2005 Long-Term Incentive Program ("LTIP"), the Company?s 1992 Equity Incentive Plan ("1992 Plan") and the Company?s 2001 Employee, Director and Consultant Stock Option Plan ("2001 Plan") under which the Reporting Person could elect to receive, effective 2/13/06, an award in the form of (i) up to 5,470 shares of restricted Class A Common Stock under the 1992 Plan or (ii) non-statutory stock options ("Stock Options") to purchase up to 21,880 shares of Class A Common Stock under the 2001 Plan, or a combination of restricted stock and non-statutory stock options (in 25% increments). The portion of the award elected to be received in the form of stock options was for stock options to purchase a number of shares equal to four (4) times the number of shares of restricted stock that would have been awarded. Effectiveness of Choice Awards were subject to the condition that the Reporting Person sign an acknowledgement (the "Acknowledgment") that he agrees to a Confidential and Proprietary Information and Non-Competition Agreement, a Statement of Company Policy Regarding Securities Trades by Company Personnel, and a Business Conduct Standards Policy. Represents grant of Stock Options to purchase 21,880 shares of Class A Common Stock pursuant to election under Choice Award. The Stock Options vest over a five-year period from September 15, 2005, with 25% vesting on September 15, 2007, and an additional 25% vesting on September 15, 2008, 2009, and 2010, respectively. The Stock Options will terminate September 15, 2011, but will be subject to earlier termination as provided in the award agreement or in the 2001 Plan or the LTIP. The terms of the Choice Awards are described in footnote (1) and (2). /s/Ronald M. Shaich 2006-02-15 -----END PRIVACY-ENHANCED MESSAGE-----