0000724391-24-000009.txt : 20240208 0000724391-24-000009.hdr.sgml : 20240208 20240208101211 ACCESSION NUMBER: 0000724391-24-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: POLLOCK,JOSEPH,MICHAEL, FILED AS OF DATE: 20240208 DATE AS OF CHANGE: 20240208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEYBANC CAPITAL MARKETS INC. CENTRAL INDEX KEY: 0000724391 ORGANIZATION NAME: IRS NUMBER: 341391952 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05410 FILM NUMBER: 24607283 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-689-0358 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE STREET 2: 800 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC. DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC /BD DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD & CO SECURITIES INC /BD DATE OF NAME CHANGE: 19981113 MA-I/A 1 primary_doc.xml MA-I/A 0000724391 XXXXXXXX Janet Burns 216-689-0358 jburns@key.com jburns@key.com N 0000724391-23-000030 N Joseph Michael Pollock 5406529 N 1 0000724391 KEYBANC CAPITAL MARKETS INC. 05-24-2020 N 867-02341 LOCATED SUPERVISED 05-29-2020 ONE CALIFORINA STREET SAN FRANCISCO CA 94111 LOCATED 06-23-2021 06-2020 KEYBANC CAPITAL MARKETS SAN FRANCISCO CA 94111 Y Y MD, Public Sector 05-2019 05-2020 BOFA SECURITIES SAN FRANCISCO CA 94111 N Y PUBLIC FINANCE SR BANKER 08-2007 05-2019 MERRILL LYNCH, PIERCE, FENNER & SMITH SAN FRANCISCO CA 94111 N Y VP, PUBLIC FINANCE INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-08-2024 Janet Burns KBCM, Head of Risk & Controls