0000724391-23-000027.txt : 20230404 0000724391-23-000027.hdr.sgml : 20230404 20230404115332 ACCESSION NUMBER: 0000724391-23-000027 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WHITLEY,CHRISTOPHER,DENNIS, FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEYBANC CAPITAL MARKETS INC. CENTRAL INDEX KEY: 0000724391 IRS NUMBER: 341391952 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05410 FILM NUMBER: 23795920 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-689-0358 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE STREET 2: 800 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC. DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC /BD DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD & CO SECURITIES INC /BD DATE OF NAME CHANGE: 19981113 MA-I 1 primary_doc.xml MA-I 0000724391 XXXXXXXX Janet Burns 216-689-0358 jburns@key.com jburns@key.com N N Christopher Dennis Whitley 6465828 N 1 KEYBANC CAPITAL MARKETS 02-22-2023 N 867-02341 LOCATED SUPERVISED 02-22-2023 1301 AVENUE OF AMERICAS NEW YORK NY 10019 01-2022 KeyBanc Capital Markets NEW YORK NY 10019 Y Y DIRECTOR, PUBLIC SECTOR 05-2019 01-2022 BOA SECURITIES NEW YORK NY 10019 Y Y PUBLIC FINANCE- INVESTMENT BANKER 03-2015 05-2019 MERRILL LYNCH, PIERCE, FENNER & SMITH NEW YORK NY 10019 Y Y ASSOCIATE 05-2008 03-2015 US NAVY ANNAPOLIS MD 21402 N N NUCLEAR SUBMARINE OFFICER Y 01-2022 Almirante Imports and Admiralty Distribution. 110 W. 74th St., #1B NEW YORK NY 10023 N N importing business focusing on wine (Almirante Imports) and distribution business focusing on wine (Admiralty Distribution) OWNER 5 Importing business focusing on wine (Almirante Imports) and distribution business focusing on wine (Admiralty Distribution) 0-5 HOURS PER WEEK NOT DURING TRADING 08-2016 he Navy Nuclear Power Office Career Conference (NUPOCC) 522 N. Spruce St. EDENSBURG PA 15931 N N The Navy Nuclear Power Office Career Conference (NUPOCC) Organization provides job resources and conferences for Naval Officers transitioning to civilian life. BOARD MEMBER 1 Provide guidance and advice to military servicemembers who are transitioning from active duty naval service to civilian life. Minimal time required, may include assisting with a job conference. Time devoted: 0 to less than 1 hour per month. Not during trading hours. No compensation. Not investment related. Does not involve a client or prospect. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-04-2023 Janet Burns KBCM, Head of Risk & Controls