0000724391-23-000016.txt : 20230206 0000724391-23-000016.hdr.sgml : 20230206 20230206071955 ACCESSION NUMBER: 0000724391-23-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 STERNHEIM,JAMES,ROBERT, FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEYBANC CAPITAL MARKETS INC. CENTRAL INDEX KEY: 0000724391 IRS NUMBER: 341391952 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05410 FILM NUMBER: 23588364 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-689-0358 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE STREET 2: 800 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC. DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC /BD DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD & CO SECURITIES INC /BD DATE OF NAME CHANGE: 19981113 MA-I/A 1 primary_doc.xml MA-I/A 0000724391 XXXXXXXX Janet Burns 216-689-0358 jburns@key.com jburns@key.com N 0000724391-21-000014 N James Robert Sternheim 6988036 N 1 0000724391 KEYBANC CAPITAL MARKETS INC. 11-20-2018 N 867-02341 LOCATED SUPERVISED 01-15-2021 1301 Avenue of the Americas Suite 3700 New York NY 10019 07-2018 KeyBanc Capital Markets Inc. Cleveland OH 44114 Y Y ASSOCIATE 05-2014 06-2018 Services for the UnderServed New York NY 10001 N N Coordinator, Case Manager 09-2010 05-2014 University of Michigan Ann Arbor MI 48105 N N Student 07-2009 08-2012 Camp Hillard Scarsdale NY 10583 N N Counselor and Lifeguard 07-2008 07-2009 New Rochelle High School New Rochelle NY 10801 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-03-2023 Janet Burns KBCM, Head of Risk & Controls