0000724391-23-000014.txt : 20230202 0000724391-23-000014.hdr.sgml : 20230202 20230202105821 ACCESSION NUMBER: 0000724391-23-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MULLIGAN,JOSEPH,PATRICK, FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEYBANC CAPITAL MARKETS INC. CENTRAL INDEX KEY: 0000724391 IRS NUMBER: 341391952 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05410 FILM NUMBER: 23579352 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-689-0358 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE STREET 2: 800 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC. DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD INVESTMENTS INC /BD DATE OF NAME CHANGE: 20020603 FORMER COMPANY: FORMER CONFORMED NAME: MCDONALD & CO SECURITIES INC /BD DATE OF NAME CHANGE: 19981113 MA-I/A 1 primary_doc.xml MA-I/A 0000724391 XXXXXXXX Janet Burns 216-689-0358 jburns@key.com jburns@key.com N 0000724391-22-000010 N Joseph Patrick Mulligan 1908031 N 1 0000724391 KEYBANC CAPITAL MARKETS INC. 12-22-2017 N 01-19-2018 0000724391 LOCATED 12-22-2017 SUPERVISED 01-15-2021 1301 Avenue of the Americas Suite 3700 New York NY 10019 12-2017 KeyBanc Capital Markets Inc. Cleveland OH 44114 Y Y Managing Director 06-2008 12-2017 Cain Brothers & Company, LLC St. Louis MO 63131 Y Y Managing Director 10-1988 06-2008 Wells Fargo Securities, LLC/A.G. Edwards & Sons, Inc. St. Louis MO 63103 Y Y Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-02-2023 Janet Burns KBCM, Head of Risk & Controls