-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnAaXJcYV9h2phoOpgTePx0Kvkv186DJlzmLJUSITgVSNytvENlUd/UQ0kUsT/Ry iFRbYEyG9HYhSFoehDJvHw== 0000072423-99-000022.txt : 19991111 0000072423-99-000022.hdr.sgml : 19991111 ACCESSION NUMBER: 0000072423-99-000022 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990703 FILED AS OF DATE: 19991110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0000072423 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: SEC FILE NUMBER: 001-06112 FILM NUMBER: 99745247 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLZ CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 10-Q/A 1 FORM 10-Q/A AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 1999 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to -------------------- --------------------- Commission File No. 1-6112 -------------------------------------------------------- ______________________________NORTEK, INC.________________________________ (Exact name of registrant as specified in its charter) Delaware 05-0314991 - --------------------------------------------------------------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 50 Kennedy Plaza, Providence, RI 02903-2360 - --------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (401) 751-1600 - --------------------------------------------------------------------------- (Registrant's telephone number, including area code) N/A - --------------------------------------------------------------------------- (Former name, former address and former fiscal year if changed since last year) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No The number of shares of Common Stock outstanding as of October 29, 1999 was 11,189,190. The number of shares of Special Common Stock outstanding as of October 29, 1999 was 552,900. PART II. OTHER INFORMATION Item 4. Submission of Matters to a Vote of Security Holders At the Annual Meeting of Stockholders held on May 20, 1999 the following actions were taken by the following votes: Proposal 1: Election of Directors Director elected by the holders of Common Stock voting separately as a class -- Name For Against Withheld Broker Authority Non-Votes Class I (for a term expiring at the 2002 Annual Meeting) J. Peter Lyons 9,285,509 -- 496,957 -- Director elected by the holders of Common Stock and Special Common Stock voting together as a class - Name For Against Withheld Broker Authority Non-Votes Class I (for a term expiring at the 2002 Annual Meeting) William I. Kelly 13,691,653 -- 471,973 -- Proposal 2: Approval of the 1999 Equity and Cash Incentive Plan For Against Withheld Broker Authority Non-Votes 11,185,657 2,861,802 116,167 -- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. NORTEK, INC. (Registrant) /s/ Kevin W. Donnelly Kevin W. Donnelly Vice President, General Counsel and Secretary November 10, 1999 (Date) -----END PRIVACY-ENHANCED MESSAGE-----