-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkfaT31rf3yjZ4puV1EjL6Nu4o5B4ZUVaPVRs8rx7eMJ5602GwNGnpTDqknvLFkG g9dBA3JZgOTUdQadz767Iw== 0000072423-97-000003.txt : 19970306 0000072423-97-000003.hdr.sgml : 19970306 ACCESSION NUMBER: 0000072423-97-000003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970305 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970305 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0000072423 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06112 FILM NUMBER: 97550974 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLZ CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 1997 NORTEK, INC. (Exact name of registrant as specified in its charter) Delaware 1-6112 05-0314991 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 50 Kennedy Plaza, Providence, RI 02903-2360 (Address of principal executive offices) (Zip Code) Registrant's telephone number: (401) 751-1600 N/A (Former name or former address, if changed since last report) Item 5. Other Events. On March 5, 1997, Nortek, Inc. (the "Company") announced a $150,000,000 Rule 144A Senior Notes offering scheduled for completion in March 1997. The Company's press release announcing the offering is attached as an exhibit hereto. Item 7. Financial Statements and Exhibits. (c) Exhibits 1. Press Release dated March 5, 1997. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTEK, INC. /s/Richard J. Harris Dated: March 5, 1997 By: ___________________________ Richard J. Harris Vice President and Treasurer Exhibit 1 NORTEK NEWS - ----------- Contact: Richard L. Bready, Chairman & CEO Richard J. Harris, Vice President (401)751-1600 Release: IMMEDIATE NORTEK OFFERS $150,000,000 OF SENIOR NOTES ------------------------------------------ PROVIDENCE, RI, March 5, 1997 -- Nortek, Inc. today announced a $150,000,000 Rule 144A Senior Notes offering. The Senior Notes offering, scheduled for completion in March 1997, is expected to be used to refinance approximately $47,200,000 of outstanding indebtedness of the Company's subsidiaries and for acquisitions and other general corporate purposes, including investment in plant and equipment. The Senior Notes have not been registered under the Securities Act of 1933, as amended, or under the securities law of any state and may not be offered or sold in the United States or in any such state absent an applicable exemption from registration under the Securities Act and any such law. Nortek, Inc. (NYSE:NTK) manufacturers and markets residential, commercial and industrial building products. March 5, 1997 SECURITIES AND EXCHANGE COMMISSION OFIS Filer Support, Mail Stop 0-7 SEC Operations Center 6432 General Green Way Alexandria, VA 22312-2413 Ladies and Gentlemen: Pursuant to Rules 101(a) and 309 of Regulation S-T submitted for filing is a Current Report on Form 8-K of Nortek, Inc. (the "Company") relating to the Company's offering of $150,000,000 Rule 144A Senior Notes. By copy of this letter, three paper copies of the above- referenced Form 8-K Report are simultaneously being filed with the New York Stock Exchange. Very truly yours, /s/ Marvin H. Taylor _________________________ Marvin H. Taylor Associate General Counsel Nortek, Inc. cc: New York Stock Exchange 20 Broad Street New York, NY 10005 (w/ three copies) Enclosures MHT:td -----END PRIVACY-ENHANCED MESSAGE-----