-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7O++x95JQmUjcZFP71+auJVTTeGNP2fMCEDWktKCnr6BxZ/ogFpji7MlgL5qHAW VFbRQWpwGGBjgnmgaRA0dA== 0001193805-05-002003.txt : 20050928 0001193805-05-002003.hdr.sgml : 20050928 20050928144816 ACCESSION NUMBER: 0001193805-05-002003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050927 FILED AS OF DATE: 20050928 DATE AS OF CHANGE: 20050928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN PHYSICIANS SERVICE GROUP INC CENTRAL INDEX KEY: 0000724024 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 751458323 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HWY STREET 2: C-300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123280888 MAIL ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HIGHWAY CITY: AUTIN STATE: TX ZIP: 78746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Galaxy Fund Ltd. CENTRAL INDEX KEY: 0001313253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051107796 BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTER STREET 2: PELICAN DRIVE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: D8 BUSINESS PHONE: 415-439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEFF DANIEL CENTRAL INDEX KEY: 0001271640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051107797 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154395273 4 1 e501017_ex.xml FORM 4 X0202 4 2005-09-27 0 0000724024 AMERICAN PHYSICIANS SERVICE GROUP INC AMPH 0001271640 ZEFF DANIEL 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001313253 Spectrum Galaxy Fund Ltd. 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2005-09-27 4 P 0 26 12.41 A 209194 I See footnote Common Stock 2005-09-27 4 P 0 30 12.60 A 209224 I See footnote Common Stock 2005-09-27 4 P 0 100 12.47 A 209324 I See footnote Common Stock 2005-09-27 4 P 0 200 12.40 A 209524 I See footnote Common Stock 171318 I See footnote This Form 4 is being filed by Daniel Zeff, Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding"). This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. These securities are held through Zeff Capital Partners I, L.P. ("Capital"). Mr. Zeff is the sole manager and member of Zeff Holding Company, LLC, which in turn serves as the general partner for Capital. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Capital is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial ownership over all shares held through Capital. /s/ Daniel Zeff 2005-09-28 EX-99.1 2 e501017_ex99-1.txt INFORMATION REGARDING JOINT FILERS Exhibit 99 Information Regarding Joint Filers Designated Filer of Form 4: Daniel Zeff Date of Earliest Transaction Required to be Reported: September 27, 2005 Issuer Name and Ticker Symbol: American Physicians Service Group, Inc. (AMPH) Name: Spectrum Galaxy Fund Ltd. Address: 50 California Street Suite 1500 San Francisco, CA 94111 Signatures: The undersigned, Spectrum Galaxy Fund Ltd., is jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 4 with Daniel Zeff with respect to the beneficial ownership of securities of American Physicians Service Group, Inc. SPECTRUM GALAXY FUND LTD. By: /s/ Dion R. Friedland ------------------------------ Name: Dion R. Friedland Title: Director -----END PRIVACY-ENHANCED MESSAGE-----