-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M+eeRDjhoSMGoBudKGO/S34m7CyXSevmF2fY8QGj72O1VQ8OcMDHMe4FA8MfjcZ2 nEhGduEhOc7MykaX0o/x6A== 0001193805-05-001769.txt : 20050822 0001193805-05-001769.hdr.sgml : 20050822 20050822125522 ACCESSION NUMBER: 0001193805-05-001769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050818 FILED AS OF DATE: 20050822 DATE AS OF CHANGE: 20050822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEFF DANIEL CENTRAL INDEX KEY: 0001271640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051040344 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154395273 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN PHYSICIANS SERVICE GROUP INC CENTRAL INDEX KEY: 0000724024 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 751458323 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HWY STREET 2: C-300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123280888 MAIL ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HIGHWAY CITY: AUTIN STATE: TX ZIP: 78746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeff Capital Partners I, L.P. CENTRAL INDEX KEY: 0001311996 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051040342 BUSINESS ADDRESS: STREET 1: C/O ZEFF HOLDING COMPANY, LLC STREET 2: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 439-5273 MAIL ADDRESS: STREET 1: C/O ZEFF HOLDING COMPANY, LLC STREET 2: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeff Holding Company, LLC CENTRAL INDEX KEY: 0001311997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051040343 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Galaxy Fund Ltd. CENTRAL INDEX KEY: 0001313253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 051040341 BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTER STREET 2: PELICAN DRIVE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: D8 BUSINESS PHONE: 415-439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 e500906_ex.xml FORM 4 X0202 4 2005-08-18 0 0000724024 AMERICAN PHYSICIANS SERVICE GROUP INC AMPH 0001271640 ZEFF DANIEL 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001311997 Zeff Holding Company, LLC 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001311996 Zeff Capital Partners I, L.P. 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001313253 Spectrum Galaxy Fund Ltd. 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2005-08-18 4 P 0 110 12.45 A 198908 I See footnote Common Stock 2005-08-18 4 P 0 56 12.56 A 198964 I See footnote Common Stock 2005-08-18 4 P 0 56 12.6 A 199020 I See footnote Common Stock 2005-08-18 4 P 0 56 12.75 A 199076 I See footnote Common Stock 2005-08-18 4 P 0 56 12.78 A 199132 I See footnote Common Stock 2005-08-18 4 P 0 167 12.82 A 199299 I See footnote Common Stock 2005-08-18 4 P 0 55 12.83 A 199354 I See footnote Common Stock 2005-08-18 4 P 0 112 12.87 A 199466 I See footnote Common Stock 2005-08-18 4 P 0 332 12.88 A 199798 I See footnote Common Stock 2005-08-18 4 P 0 280 12.95 A 200078 I See footnote Common Stock 2005-08-18 4 P 0 560 12.97 A 200638 I See footnote Common Stock 2005-08-18 4 P 0 168 13.04 A 200806 I See footnote Common Stock 2005-08-18 4 P 0 224 13.05 A 201030 I See footnote Common Stock 2005-08-18 4 P 0 374 13.06 A 201404 I See footnote Common Stock 2005-08-18 4 P 0 88 12.45 A 161185 I See footnote Common Stock 2005-08-18 4 P 0 44 12.56 A 161229 I See footnote Common Stock 2005-08-18 4 P 0 44 12.6 A 161273 I See footnote Common Stock 2005-08-18 4 P 0 45 12.75 A 161318 I See footnote Common Stock 2005-08-18 4 P 0 44 12.78 A 161362 I See footnote Common Stock 2005-08-18 4 P 0 132 12.82 A 161494 I See footnote Common Stock 2005-08-18 4 P 0 44 12.83 A 161538 I See footnote Common Stock 2005-08-18 4 P 0 88 12.87 A 161626 I See footnote Common Stock 2005-08-18 4 P 0 265 12.88 A 161891 I See footnote Common Stock 2005-08-18 4 P 0 221 12.95 A 162112 I See footnote Common Stock 2005-08-18 4 P 0 450 12.97 A 162562 I See footnote Common Stock 2005-08-18 4 P 0 133 13.04 A 162695 I See footnote Common Stock 2005-08-18 4 P 0 176 13.05 A 162871 I See footnote Common Stock 2005-08-18 4 P 0 299 13.06 A 163170 I See footnote This Form 4 is being filed by Daniel Zeff, Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding"). This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership over all shares held by Spectrum. This transaction was effected through Capital. Mr. Zeff is the sole manager and member of Holding, which in turn serves as the general partner for Capital. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Capital is reported herein. Each of Mr. Zeff and Holding disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Mr. Zeff or Holding is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial ownership over all shares held through Capital. /s/ Daniel Zeff 2005-08-19 EX-99.1 2 e500906_ex99-1.txt INFORMATION REGARDING JOINT FILERS Exhibit 99 Information Regarding Joint Filers Designated Filer of Form 4: Daniel Zeff Date of Earliest Transaction Required to be Reported: August 18, 2005 Issuer Name and Ticker Symbol: American Physicians Service Group, Inc. (AMPH) Name: Zeff Holding Company, LLC, Zeff Capital Partners I, L.P. and Spectrum Galaxy Fund Ltd. Address: 50 California Street Suite 1500 San Francisco, CA 94111 Signatures: The undersigned, Zeff Holding Company, LLC, Zeff Capital Partners I, L.P. and Spectrum Galaxy Fund Ltd., are jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 4 with Daniel Zeff with respect to the beneficial ownership of securities of American Physicians Service Group, Inc. ZEFF HOLDING COMPANY, LLC ZEFF CAPITAL PARTNERS I, L.P By: Zeff Holding Company, LLC, as general partner By: /s/ Daniel Zeff By: /s/ Daniel Zeff ------------------------------ ------------------------------ Name: Daniel Zeff Name: Daniel Zeff Title: Manager Title: Manager SPECTRUM GALAXY FUND LTD. By: /s/ Dion R. Friedland ------------------------------ Name: Dion R. Friedland Title: Director -----END PRIVACY-ENHANCED MESSAGE-----