-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dnfe7UDwuwCj6x3OO8d0yWW7OdjAUGZK4lcrJHwBdBz+dudF64eg/KAtBz6FuwHf eTl7RSpAVZbAzQB/svnm3Q== 0001193805-05-000841.txt : 20050418 0001193805-05-000841.hdr.sgml : 20050418 20050418145505 ACCESSION NUMBER: 0001193805-05-000841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050414 FILED AS OF DATE: 20050418 DATE AS OF CHANGE: 20050418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN PHYSICIANS SERVICE GROUP INC CENTRAL INDEX KEY: 0000724024 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 751458323 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HWY STREET 2: C-300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123280888 MAIL ADDRESS: STREET 1: 1301 CAPITAL OF TEXAS HIGHWAY CITY: AUTIN STATE: TX ZIP: 78746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Galaxy Fund Ltd. CENTRAL INDEX KEY: 0001313253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 05756411 BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTER STREET 2: PELICAN DRIVE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: D8 BUSINESS PHONE: 415-439-5273 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEFF DANIEL CENTRAL INDEX KEY: 0001271640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31434 FILM NUMBER: 05756412 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154395273 4 1 e500441_ex.xml X0202 4 2005-04-14 0 0000724024 AMERICAN PHYSICIANS SERVICE GROUP INC AMPH 0001271640 ZEFF DANIEL 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 0001313253 Spectrum Galaxy Fund Ltd. 50 CALIFORNIA STREET SUITE 1500 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 2005-04-14 4 P 0 1000 13.28 A 149811 I See footnote Common Stock 122888 I See footnote This Form 4 is being filed by Daniel Zeff and Spectrum Galaxy Fund Ltd. ("Spectrum"). Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the reporting persons are filing 2 simultaneous Form 4s to report their reportable transactions both of which together shall be deemed a single report filed on this date. This is the 2nd Form 4 of the 2 filings. This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. These securities are held by Zeff Capital Partners I, L.P. ("Capital"). Mr. Zeff is the sole manager and member of Zeff Holding Company, LLC, which in turn serves as the general partner for Capital. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Capital is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. /s/ Daniel Zeff 2005-04-15 EX-99 2 e500441_ex99.txt INFORMATION REGARDING JOINT FILERS Exhibit 99 Information Regarding Joint Filers Designated Filer of Form 4: Daniel Zeff Date of Earliest Transaction Required to be Reported: April 14, 2005 Issuer Name and Ticker Symbol: American Physicians Service Group, Inc. (AMPH) Name: Spectrum Galaxy Fund Ltd. Address: 50 California Street Suite 1500 San Francisco, CA 94111 Signatures: The undersigned, Spectrum Galaxy Fund Ltd., is jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 4 with Daniel Zeff with respect to the beneficial ownership of securities of American Physicians Service Group, Inc. SPECTRUM GALAXY FUND LTD. By /s/ Dion R. Friedland ------------------------------------ Name: Dion R. Friedland Title: Director -----END PRIVACY-ENHANCED MESSAGE-----