0000072333-13-000053.txt : 20130321 0000072333-13-000053.hdr.sgml : 20130321 20130321172847 ACCESSION NUMBER: 0000072333-13-000053 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nordstrom James F JR CENTRAL INDEX KEY: 0001318745 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15059 FILM NUMBER: 13708512 MAIL ADDRESS: STREET 1: C/O NORDSTROM, INC. STREET 2: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSTROM INC CENTRAL INDEX KEY: 0000072333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 910515058 STATE OF INCORPORATION: WA FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101-4407 BUSINESS PHONE: 2066282111 MAIL ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: NORDSTROM BEST INC DATE OF NAME CHANGE: 19730611 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2013-03-04 2013-03-04 0000072333 NORDSTROM INC JWN 0001318745 Nordstrom James F JR C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE WA 98101 0 1 0 0 Executive Vice President Common Stock 513398 D Common Stock 3783.466 I By 401(k) Plan, per Plan statement dated 2/28/2013 Common Stock 775 I By wife Common Stock 1494.632 I By wife in 401(k) Plan, per Plan statement dated 2/28/2013 Common Stock 19715 I See Common Stock 200000 I See Common Stock 2985 I By self as trustee for benefit of child Common Stock 2985 I By self as trustee for benefit of child Common Stock 2985 I By self as trustee for benefit of child Employee Stock Option (right to buy) 53.82 2013-03-04 4 A 0 37853 0 A 2023-03-04 Common Stock 37853 37853 D By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2009 Annuity Trust 1. By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2012 Annuity Trust 1. This Form 4 is being amended to report the number of options granted, which was unknown at the time of the original filing on 3/4/2013, pursuant to a formula approved by the Compensation Committee. The number is calculated as a function of base pay, a long-term incentive (LTI) percentage and the fair value of the option. The Binomial Lattice option valuation model will be used to estimate the fair value of the option. This model requires the input of certain assumptions, including risk-free interest rate, volatility, dividend yield, and expected life. The formula for determining the number of options granted is: number of options = (base pay x LTI%) / option fair value. Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing on 3/4/2014. /s/ Paula McGee, Attorney-in-Fact for James F. Nordstrom, Jr. 2013-03-21