0000072333-13-000053.txt : 20130321
0000072333-13-000053.hdr.sgml : 20130321
20130321172847
ACCESSION NUMBER: 0000072333-13-000053
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130304
FILED AS OF DATE: 20130321
DATE AS OF CHANGE: 20130321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nordstrom James F JR
CENTRAL INDEX KEY: 0001318745
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15059
FILM NUMBER: 13708512
MAIL ADDRESS:
STREET 1: C/O NORDSTROM, INC.
STREET 2: 1617 SIXTH AVENUE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORDSTROM INC
CENTRAL INDEX KEY: 0000072333
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651]
IRS NUMBER: 910515058
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 1617 SIXTH AVENUE
CITY: SEATTLE
STATE: WA
ZIP: 98101-4407
BUSINESS PHONE: 2066282111
MAIL ADDRESS:
STREET 1: 1617 SIXTH AVENUE
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: NORDSTROM BEST INC
DATE OF NAME CHANGE: 19730611
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2013-03-04
2013-03-04
0000072333
NORDSTROM INC
JWN
0001318745
Nordstrom James F JR
C/O NORDSTROM, INC.
1617 SIXTH AVENUE
SEATTLE
WA
98101
0
1
0
0
Executive Vice President
Common Stock
513398
D
Common Stock
3783.466
I
By 401(k) Plan, per Plan statement dated 2/28/2013
Common Stock
775
I
By wife
Common Stock
1494.632
I
By wife in 401(k) Plan, per Plan statement dated 2/28/2013
Common Stock
19715
I
See
Common Stock
200000
I
See
Common Stock
2985
I
By self as trustee for benefit of child
Common Stock
2985
I
By self as trustee for benefit of child
Common Stock
2985
I
By self as trustee for benefit of child
Employee Stock Option (right to buy)
53.82
2013-03-04
4
A
0
37853
0
A
2023-03-04
Common Stock
37853
37853
D
By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2009 Annuity Trust 1.
By self as trustee for my benefit and the benefit of my children under the James F. Nordstrom, Jr. 2012 Annuity Trust 1.
This Form 4 is being amended to report the number of options granted, which was unknown at the time of the original filing on 3/4/2013, pursuant to a formula approved by the Compensation Committee.
The number is calculated as a function of base pay, a long-term incentive (LTI) percentage and the fair value of the option. The Binomial Lattice option valuation model will be used to estimate the fair value of the option. This model requires the input of certain assumptions, including risk-free interest rate, volatility, dividend yield, and expected life. The formula for determining the number of options granted is: number of options = (base pay x LTI%) / option fair value.
Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing on 3/4/2014.
/s/ Paula McGee, Attorney-in-Fact for James F. Nordstrom, Jr.
2013-03-21