0001214659-18-000409.txt : 20180112 0001214659-18-000409.hdr.sgml : 20180112 20180112161513 ACCESSION NUMBER: 0001214659-18-000409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180111 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stockunas Joseph CENTRAL INDEX KEY: 0001659814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 18526139 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 marketforms-40705.xml PRIMARY DOCUMENT X0306 4 2018-01-11 0000072331 NORDSON CORP NDSN 0001659814 Stockunas Joseph C/O NORDSON CORPORATION 28601 CLEMENS ROAD WESTLAKE OH 44145 false true false false Vice President Common Stock 2018-01-11 4 M false 5000 62.95 A 14933 D Common Stock 2018-01-11 4 S false 5000 146.13 D 9936 D Common Stock 273 I By Company Savings Plan Employee Stock Options (right to buy) 62.95 2018-01-11 4 M false 5000 0 D 2023-03-01 Common Stock 5000 0 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 3200 3200 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 3800 3800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 7200 7200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 6500 6500 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 7500 7500 D Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $146.00 to 146.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Exercise of reporting person's stock options that otherwise expire in March 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings include 3 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Savings Plan, exempt pursuant to Rule 16b-3(c). All such options have fully vested. On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting. On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting. On November 21, 2016, the Company awarded 6,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. On November 20, 2017, the Company awarded 7,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 20, 2018. The vested portions of such options will become exercisable upon vesting. Gina A. Beredo, Attorney-in-Fact 2018-01-12