0001214659-16-015002.txt : 20161128 0001214659-16-015002.hdr.sgml : 20161128 20161128171221 ACCESSION NUMBER: 0001214659-16-015002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pembroke Jeffrey A CENTRAL INDEX KEY: 0001659738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 162020599 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 marketforms-37187.xml PRIMARY DOCUMENT X0306 4 2016-11-23 0000072331 NORDSON CORP NDSN 0001659738 Pembroke Jeffrey A C/O NORDSON CORPORATION 28601 CLEMENS ROAD WESTLAKE OH 44145 false true false false Vice President Common Stock 2016-11-23 4 F false 101 109.14 D 4304 D Common Stock 2 I By Company ESOP Plan Common Stock 138 I By Company Savings Plan Employee Stock Options (right to buy) 61.59 2022-11-28 Common Stock 2775 2775 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 3200 3200 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 3800 3800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 7200 7200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 6500 6500 D On November 23, 2015, the Company awarded 900 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third will vest on each of November 23, 2017 and 2018. 101 of the 300 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities. Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities. All such options have fully vested. On November 25, 2013, the Company awarded 3,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting. On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting. On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting. On November 21, 2016, the Company awarded 6,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. Robert E. Veillette, Attorney-in-Fact 2016-11-28