0001214659-16-014942.txt : 20161123 0001214659-16-014942.hdr.sgml : 20161123 20161123162948 ACCESSION NUMBER: 0001214659-16-014942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pembroke Jeffrey A CENTRAL INDEX KEY: 0001659738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 162016969 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 marketforms-37180.xml PRIMARY DOCUMENT X0306 4 2016-11-21 0000072331 NORDSON CORP NDSN 0001659738 Pembroke Jeffrey A C/O NORDSON CORPORATION 28601 CLEMENS ROAD WESTLAKE OH 44145 false true false false Vice President Common Stock 2016-11-21 4 A false 840 0 A 2720 D Common Stock 2016-11-21 4 A false 1680 0 A 4405 D Common Stock 2 I By Company ESOP Plan Common Stock 138 I By Company Savings Plan Employee Stock Options (right to buy) 61.59 2022-11-28 Common Stock 2775 2775 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 3200 3200 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 3800 3800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 7200 7200 D Employee Stock Options (right to buy) 107.65 2016-11-21 4 A false 6500 0 A 2026-11-21 Common Stock 6500 6500 D On November 21, 2016, the Company awarded 840 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2017, 2018, and 2019. On November 21, 2016, the Company awarded 1,680 performance shares under the Company's 2012 Stock Incentive and Award Plan, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2020. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 5 shares acquired through participation in the Company's dividend reinvestment plan and are net of shares previously withheld or sold to cover taxes. Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities. Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities. On November 28, 2012, the Company granted 3,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting. The holdings are net of vested options that were exercised. On November 25, 2013, the Company awarded 3,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting. On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting. On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting. On November 21, 2016, the Company awarded 6,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. Robert E. Veillette, Attorney-in-Fact 2016-11-23