0001209191-19-059099.txt : 20191204 0001209191-19-059099.hdr.sgml : 20191204 20191204165458 ACCESSION NUMBER: 0001209191-19-059099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pembroke Jeffrey A CENTRAL INDEX KEY: 0001659738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 191268694 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-30 0 0000072331 NORDSON CORP NDSN 0001659738 Pembroke Jeffrey A 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President Common Stock 2019-11-30 4 F 0 127 165.83 D 23809 D Common Stock 2019-11-30 4 F 0 151 165.83 D 23658 D Common Stock 2019-11-30 4 F 0 151 165.83 D 23507 D Common Stock 3 I By Company ESOP Plan Common Stock 139 I By Company Savings Plan Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 0 0 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 3800 3800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 7200 7200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 6500 6500 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 8400 8400 D Employee Stock Options (right to buy) 124.90 2028-11-26 Common Stock 8300 8300 D Employee Stock Options (right to buy) 165.21 2029-11-25 Common Stock 8800 8800 D On November 21, 2016, the Company awarded 800 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 21, 2017 and 2018, and November 30, 2019. 127 of the 280 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. On November 20, 2017, the Company awarded 1,000 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 20, 2018, November 30, 2019, and November 30, 2020. 151 of the 333 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. On November 26, 2018, the Company awarded 1,000 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 30, 2019, November 30, 2020, and November 30, 2021. 151 of the 333 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c). All such options have fully vested. The options vest in 4 equal annual installments beginning on November 21, 2017. The options vest in 4 equal annual installments beginning on November 20, 2018. The options vest in 4 equal annual installments beginning on November 26, 2019. The options vest in 4 equal annual installments beginning on November 25, 2020. Gina A. Beredo 2019-12-04