0001209191-19-058274.txt : 20191127 0001209191-19-058274.hdr.sgml : 20191127 20191127141253 ACCESSION NUMBER: 0001209191-19-058274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeVries James E CENTRAL INDEX KEY: 0001536454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 191256556 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-25 0 0000072331 NORDSON CORP NDSN 0001536454 DeVries James E 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President Common Stock 2019-11-25 4 A 0 700 165.21 A 46518 D Common Stock 2019-11-25 4 A 0 1390 165.21 A 47908 D Common Stock 2913 I By Company ESOP Plan Employee Stock Options (right to buy) 43.73 2021-11-28 Common Stock 6000 6000 D Employee Stock Options (right to buy) 61.59 2022-11-28 Common Stock 4500 4500 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 5200 5200 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 5800 5800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 9100 9100 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 6600 6600 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 6500 6500 D Employee Stock Options (right to buy) 124.90 2028-11-26 Common Stock 6100 6100 D Employee Stock Options (right to buy) 165.21 2019-11-25 4 A 0 6175 0.00 A 2029-11-25 Common Stock 6175 6175 D On November 25, 2019, the Company awarded 700 restricted stock under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. Such shares will fully vest on November 30, 2022, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date. The total holdings include 205 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan On November 25, 2019, the Company awarded 1,390 performance shares under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan, which represents the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2023. The actual number of shares earned is subject to adjustment based on actual performance. Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). All such options have fully vested. The options vest in 4 equal annual installments beginning on November 21, 2017. The options vest in 4 equal annual installments beginning on November 20, 2018. The options vest in 4 equal annual installments beginning on November 26, 2019. On November 25, 2019, the Company awarded 6,175 stock options under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2020. The vested portions of such options will become exercisable upon vesting. Gina A. Beredo 2019-11-27