Form X-17A-5/A - FOCUS Report: [Amend]
SEC Accession No. 0000723220-22-000003
Filing Date
2022-02-28
Accepted
2022-02-28 20:28:32
Documents
4
Period of Report
2021-12-31
Effectiveness Date
2022-02-28

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5/A  
1 primary_doc.xml X-17A-5/A 2508
2 2021 AUDIT REPORT report_final_reformat5.pdf FULL 671605
4 2021 SIPC AUP sipc_aup_reformat1.pdf FULL 341228
5 2021 SIPC sipc_reformat1.pdf FULL 133387
  Complete submission text file 0000723220-22-000003.txt   1583158
Mailing Address 2000 HERITAGE WAY WAVERLY IA 50677
Business Address 2000 HERITAGE WAY WAVERLY IA 50677 608-665-8244
CUNA BROKERAGE SERVICES, INC. (Filer) CIK: 0000723220 (see all company filings)

EIN.: 391437257 | State of Incorp.: WI | Fiscal Year End: 1231
Type: X-17A-5/A | Act: 34 | File No.: 008-30027 | Film No.: 22693218